ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Anthony Meredith
IRN JAM00025
- (1113)CF22 Investment Adviser (Trainee) (28 Feb 2003 to 3 Jun 2003)
John Anthony Newman
IRN JAN01032
- (844)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 30 Jun 2003)
John Barry Cliffe
IRN JXC00161
- (687)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Boyce
IRN JXB00180
- (1974)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Caddy
IRN JXC00009
- (1620)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Charles Thrower
IRN JCT00002
- (405)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (404)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
John Christopher Bradon
IRN JCB00054
- (1804)CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)
John Clark
IRN JXC00010
- (689)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Corbett Robertson
IRN JCR00019
- (1821)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Cramond Rigg
IRN JCR00013
- (835)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Gifford Hanson (UK) Ltd (no longer appointed)
FRN 201774 · Appointed 3 Feb 1999 · Until 3 Jun 2004
RM2 Ltd (no longer appointed)
FRN 193961 · Appointed 3 Feb 1999 · Until 3 Jun 2004
Shaun Smith (no longer appointed)
FRN 193983 · Appointed 26 Jan 1999 · Until 3 Jun 2004
Reid Associates (no longer appointed)
FRN 194017 · Appointed 26 Jan 1999 · Until 3 Jun 2004
IT Business Help Desk (no longer appointed)
FRN 193934 · Appointed 26 Jan 1999 · Until 3 Jun 2004
Complete Will Writing Services (no longer appointed)
FRN 192442 · Appointed 26 Jan 1999 · Until 3 Jun 2004
Space Time Design Limited (no longer appointed)
FRN 193956 · Appointed 25 Jan 1999 · Until 3 Jun 2004
The Mortgage Company (no longer appointed)
FRN 194054 · Appointed 22 Jan 1999 · Until 3 Jun 2004
Barry Associates (no longer appointed)
FRN 193696 · Appointed 20 Jan 1999 · Until 3 Jun 2004
I R Murfitt Financial Services (no longer appointed)
FRN 195345 · Appointed 10 Jan 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

5 hours ago
controlled function added: (84)14. Managing investments
5 hours ago
controlled function added: (83)[FCA CF] CASS oversight function
5 hours ago
controlled function added: (82)[FCA CF] Manager of certification employee
5 hours ago
controlled function added: (81)[FCA CF] Material risk taker
5 hours ago
controlled function added: (80)[FCA CF] Significant management
5 hours ago
controlled function added: (79)[FCA CF] Manager of certification employee
5 hours ago
controlled function added: (78)[FCA CF] Material risk taker
5 hours ago
controlled function added: (77)[FCA CF] Significant management
5 hours ago
controlled function added: (76)[FCA CF] Material risk taker
5 hours ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.