ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Graham Stephen Barney
IRN GSB01063
- (1425)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham Thomas Cook
IRN GTC01015
- (1089)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Grahame Leonard Gordon Keatley
IRN GLK00005
- (1407)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Grant Munesh Sharma Ramnauth
IRN GMR00027
- (1267)CF21 Investment Adviser (1 Nov 2002 to 3 Jun 2003)
- (1266)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Nov 2002)
Graziano Longo
IRN GXL00054
- (1480)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Greg Anthony Jessop
IRN CAJ01058
- (485)CF22 Investment Adviser (Trainee) (27 May 2002 to 5 Dec 2002)
Gregory John McPhail
IRN GJM00038
- (795)CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
Gregory John Ryan
IRN GJR00014
- (670)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gregory Lawrence Marsden
IRN GLM00010
- (8)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Hadrian Leonard Gregory Harris
IRN HLH00001
- (959)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Hedges & Hedges (no longer appointed)
FRN 201050 · Appointed 1 Jul 1991 · Until 18 Oct 2002
Gladstone Consultancy (no longer appointed)
FRN 163943 · Appointed 1 Jul 1991 · Until 3 Jun 2004
Graham Ogden Accountant (no longer appointed)
FRN 174929 · Appointed 7 Jun 1991 · Until 3 Jun 2004
David Wallbridge (no longer appointed)
FRN 178307 · Appointed 1 May 1991 · Until 3 Jun 2004
LMA Limited (no longer appointed)
FRN 161348 · Appointed 1 Apr 1991 · Until 3 Jun 2004
R & AL Financial (no longer appointed)
FRN 160455 · Appointed 7 Jan 1991 · Until 23 Apr 2002
ATS Associates (no longer appointed)
FRN 155454 · Appointed 1 Jan 1991 · Until 3 Jun 2004
Christopher Abele Marketing (no longer appointed)
FRN 179672 · Appointed 1 Jan 1991 · Until 14 Jun 2002
EPG Security Systems (no longer appointed)
FRN 200929 · Appointed 1 Jan 1991 · Until 3 Jun 2004
Search Investments Plc (no longer appointed)
FRN 200818 · Appointed 1 Oct 1990 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.