ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Raymond Cardno
IRN RXC00033
- (664)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Raymond Henry (Ray) Bennett
IRN RHB00004
- (484)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Raymond Hillel Lennard
IRN RXL00058
- (267)CF22 Investment Adviser (Trainee) (27 Jan 2004 to 27 Jan 2004)
Raymond Howard Mapp
IRN RHM00006
- (812)CF22 Investment Adviser (Trainee) (14 Feb 2003 to 3 Jun 2003)
Raymond John Edwards
IRN RJE00004
- (125)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Raymond John Milne
IRN RJM00002
- (1207)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Raymond Lancaster
IRN RXL00034
- (417)CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2002)
Raymond Vincent Kinahan
IRN RVK00003
- (2100)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Raymond William Lester
IRN RWL00003
- (942)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Raymond William Mumberson
IRN RWM00040
- (666)CF22 Investment Adviser (Trainee) (4 Mar 2003 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Bridgefast Management Ltd (no longer appointed)
FRN 201924 · Appointed 13 Mar 2001 · Until 3 Jun 2004
Savage Bracher Associate (no longer appointed)
FRN 195213 · Appointed 8 Mar 2001 · Until 3 Jun 2004
Elite Mortgages (no longer appointed)
FRN 201913 · Appointed 28 Feb 2001 · Until 14 Jul 2005
Michael Harper (no longer appointed)
FRN 201923 · Appointed 28 Feb 2001 · Until 22 Jul 2003
Argyle Fife Holdings (no longer appointed)
FRN 195099 · Appointed 27 Feb 2001 · Until 3 Jun 2004
A&E Mortgage Services (no longer appointed)
FRN 195100 · Appointed 26 Feb 2001 · Until 3 Jun 2004
Stuart Vitty Ltd (no longer appointed)
FRN 195004 · Appointed 20 Feb 2001 · Until 24 Sep 2003
IT Call Centre (no longer appointed)
FRN 201863 · Appointed 12 Feb 2001 · Until 3 Jun 2004
Network Ventures Corporate Solutions (no longer appointed)
FRN 194957 · Appointed 9 Feb 2001 · Until 3 Jun 2004
Forices Officer Group Ltd (no longer appointed)
FRN 194956 · Appointed 6 Feb 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.