Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JKFS (UK) LIMITED (no longer approved here)

    FRN 610900

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
    • CF1 Director (AR) (24 Nov 2017 to 30 Jun 2023)
    • CF30 Customer (7 May 2014 to 30 Jun 2023)
  • Melville Independent plc (no longer approved here)

    FRN 550326

    • Employed By (24 Jun 2011 to 30 Jun 2023)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.