ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Richard John Eaden
IRN RJE00002
- (1819)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard John Edward Mason
IRN RJM00009
- (969)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard John Evans
IRN RJE00011
- (200)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Mar 2002)
Richard John Felton
IRN RJF00029
- (807)CF21 Investment Adviser (1 Dec 2001 to 8 Jun 2003)
Richard Joseph Hudson
IRN RJH00063
- (548)CF22 Investment Adviser (Trainee) (29 May 2002 to 3 Jun 2003)
Richard Julian
IRN RXJ00002
- (179)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard Lee-Warder
IRN RXL00027
- (28)CF22 Investment Adviser (Trainee) (3 Dec 2002 to 3 Jun 2003)
Richard Leslie Jenkins
IRN RLJ00001
- (43)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Apr 2002)
Richard Mark Thomas
IRN RMT00003
- (292)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Apr 2002)
Richard Mark Wilson
IRN RMW00047
- (999)CF21 Investment Adviser (1 Dec 2001 to 5 Aug 2002)

Smaller firms operating under this firm's FCA authorisation.

Protect Tax and Trust Services Ltd (no longer appointed)
FRN 211110 · Appointed 16 Apr 2002 · Until 3 Jun 2004
Premium Accounting & Training Services (no longer appointed)
FRN 201272 · Appointed 16 Apr 2002 · Until 3 Jun 2004
The Strategic Alliance Group Ltd (no longer appointed)
FRN 211106 · Appointed 16 Apr 2002 · Until 3 Jun 2004
Exit Strategy Planning Ltd (no longer appointed)
FRN 211116 · Appointed 16 Apr 2002 · Until 3 Jun 2004
Paul McCaughey (no longer appointed)
FRN 211118 · Appointed 16 Apr 2002 · Until 3 Jun 2004
Omega Management Ltd (no longer appointed)
FRN 207134 · Appointed 1 Nov 2001 · Until 3 Jun 2004
Motley Wealth Management Limited (no longer appointed)
FRN 207119 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 207123 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Raymond H Matthews (no longer appointed)
FRN 207125 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Ellis Financial Management (no longer appointed)
FRN 207127 · Appointed 30 Oct 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (94)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (93)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
2 days ago
controlled function added: (91)SMF2 Chief Finance
2 days ago
controlled function added: (90)SMF3 Executive Director
2 days ago
controlled function added: (89)[FCA CF] Significant management
2 days ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
2 days ago
controlled function added: (87)[FCA CF] Manager of certification employee
2 days ago
controlled function added: (86)[FCA CF] Material risk taker
2 days ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.