ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Nigel Martin Radwell
IRN NMR00001
- (437)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nigel Richard Hailston
IRN NRH00002
- (1293)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nigel Robert Hayes
IRN NRH00010
- (193)CF22 Investment Adviser (Trainee) (5 Sep 2002 to 29 Oct 2002)
Nigel Spencer Clarke
IRN NSC00003
- (780)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nigel Stuart Wilson-Dykes
IRN NSW00004
- (2039)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nigel Sydney Whiten
IRN NXW00038
- (552)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nigel Walker Hogg
IRN NWH00004
- (494)CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
Nishith Goswami Patel
IRN NGP00001
- (1898)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Noel Robert Clarke
IRN NXC00008
- (779)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Noel Stewart
IRN NXS01242
- (2087)CF22 Investment Adviser (Trainee) (12 Sep 2002 to 12 Sep 2002)
- (2088)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Protect Tax and Trust Services Ltd (no longer appointed)
FRN 211110 · Appointed 16 Apr 2002 · Until 3 Jun 2004
Premium Accounting & Training Services (no longer appointed)
FRN 201272 · Appointed 16 Apr 2002 · Until 3 Jun 2004
The Strategic Alliance Group Ltd (no longer appointed)
FRN 211106 · Appointed 16 Apr 2002 · Until 3 Jun 2004
Exit Strategy Planning Ltd (no longer appointed)
FRN 211116 · Appointed 16 Apr 2002 · Until 3 Jun 2004
Paul McCaughey (no longer appointed)
FRN 211118 · Appointed 16 Apr 2002 · Until 3 Jun 2004
Omega Management Ltd (no longer appointed)
FRN 207134 · Appointed 1 Nov 2001 · Until 3 Jun 2004
Motley Wealth Management Limited (no longer appointed)
FRN 207119 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 207123 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Raymond H Matthews (no longer appointed)
FRN 207125 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Ellis Financial Management (no longer appointed)
FRN 207127 · Appointed 30 Oct 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

23 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
23 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
23 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
23 hours ago
controlled function added: (91)SMF2 Chief Finance
23 hours ago
controlled function added: (90)SMF3 Executive Director
23 hours ago
controlled function added: (89)[FCA CF] Significant management
23 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
23 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
23 hours ago
controlled function added: (86)[FCA CF] Material risk taker
23 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.