Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF4 Partner (AR) (since 4 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Apr 2021)
    • CF4 Partner (AR) (since 19 May 2011)
    • Employed By (since 19 May 2011)
    • Employed By (30 Nov 2005 to 2 Jul 2006)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF7 Sole Trader (AR) (30 Nov 2005 to 2 Jul 2006)
    • CF22 Investment Adviser (Trainee) (12 Sep 2002 to 12 Sep 2002)
    • CF21 Investment Adviser (12 Sep 2002 to 2 Jul 2006)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (12 Sep 2002 to 12 Sep 2002)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (12 Sep 2002 to 12 Sep 2002)
    • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.