ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Giles Kemp Harwood
IRN GKH00006
- (1761)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Giles William Godwin De Gatacre
IRN GWD00002
- (700)CF22 Investment Adviser (Trainee) (1 Mar 2002 to 3 Jun 2003)
Giorgio Vincenzo Stephen Brugnoli
IRN GVB00002
- (185)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Glenn Gaston
IRN GXG00054
- (977)CF21 Investment Adviser (1 Dec 2001 to 9 Jun 2003)
Glenn McNeilly
IRN GXM00010
- (517)CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2002)
Glyn Lewis-Jones
IRN LJG00002
- (332)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Godwin Gay
IRN GMG00012
- (1433)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
Gordon Bruce Elder
IRN GBE00003
- (1210)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gordon Ian Hanlon
IRN GIH00004
- (1934)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gordon Jeffrey Montgomery
IRN GJM00001
- (328)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Jackson Rowe Associates (no longer appointed)
FRN 176075 · Appointed 1 Oct 1989 · Until 3 Jun 2004
Nuttalls Estate Agents (no longer appointed)
FRN 159512 · Appointed 1 Aug 1989 · Until 3 Jun 2004
Trust Matters Mortgages Limited (no longer appointed)
FRN 200763 · Appointed 20 Jun 1989 · Until 11 Oct 2004
Angela Viney & Co (no longer appointed)
FRN 161336 · Appointed 1 May 1989 · Until 3 Jun 2004
John Wickham (no longer appointed)
FRN 175531 · Appointed 1 Jan 1989 · Until 3 Jun 2004
Harry Walter Lane (no longer appointed)
FRN 174923 · Appointed 31 Dec 1988 · Until 3 Jun 2004
Harvest Syndicate (no longer appointed)
FRN 174957 · Appointed 1 Aug 1988 · Until 3 Jun 2004
Bowater and Drennan (no longer appointed)
FRN 175175 · Appointed 1 Aug 1988 · Until 3 Jun 2004
Don Robinson Estate Agents (no longer appointed)
FRN 155773 · Appointed 29 Apr 1988 · Until 3 Jun 2004
Leaman Consultants (no longer appointed)
FRN 176202 · Appointed 18 Apr 1988 · Until 5 Dec 2003

Updates to this firm's record on the FCA register.

9 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
9 hours ago
controlled function added: (91)SMF2 Chief Finance
9 hours ago
controlled function added: (90)SMF3 Executive Director
9 hours ago
controlled function added: (89)[FCA CF] Significant management
9 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
9 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
9 hours ago
controlled function added: (86)[FCA CF] Material risk taker
9 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.