ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Anthony Meredith
IRN JAM00025
- (1113)CF22 Investment Adviser (Trainee) (28 Feb 2003 to 3 Jun 2003)
John Anthony Newman
IRN JAN01032
- (844)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 30 Jun 2003)
John Barry Cliffe
IRN JXC00161
- (687)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Boyce
IRN JXB00180
- (1974)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Caddy
IRN JXC00009
- (1620)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Charles Thrower
IRN JCT00002
- (405)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (404)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
John Christopher Bradon
IRN JCB00054
- (1804)CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)
John Clark
IRN JXC00010
- (689)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Corbett Robertson
IRN JCR00019
- (1821)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Cramond Rigg
IRN JCR00013
- (835)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

WA Browne & Associates (no longer appointed)
FRN 201128 · Appointed 15 Jan 1998 · Until 3 Jun 2004
B.S Panesar & Associates Limited (no longer appointed)
FRN 192510 · Appointed 7 Jan 1998 · Until 3 Jun 2004
Independent Investment Property Finance (no longer appointed)
FRN 186460 · Appointed 1 Jan 1998 · Until 3 Jun 2004
Harry Sandercock (no longer appointed)
FRN 201084 · Appointed 21 Dec 1997 · Until 3 Jun 2004
Wall Street Associates (no longer appointed)
FRN 201071 · Appointed 11 Dec 1997 · Until 3 Jun 2004
Paul Goudime (no longer appointed)
FRN 201070 · Appointed 11 Dec 1997 · Until 3 Jun 2004
Paul Kind (no longer appointed)
FRN 201074 · Appointed 11 Dec 1997 · Until 3 Jun 2004
Mark Pertwee (no longer appointed)
FRN 185536 · Appointed 29 Nov 1997 · Until 3 Jun 2004
Nicholas Bishop (no longer appointed)
FRN 185420 · Appointed 5 Nov 1997 · Until 3 Jun 2004
Blue Sky International (no longer appointed)
FRN 201062 · Appointed 28 Oct 1997 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
11 hours ago
controlled function added: (91)SMF2 Chief Finance
11 hours ago
controlled function added: (90)SMF3 Executive Director
11 hours ago
controlled function added: (89)[FCA CF] Significant management
11 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
11 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (86)[FCA CF] Material risk taker
11 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.