ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michael Omar Zaman
IRN MOZ00001
- (1487)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Michael Paul Dewdney
IRN MPD00003
- (314)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
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Michael Peter Blunt
IRN MXB01372
- (397)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 3 Jun 2003)
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Michael Phillip Atkinson
IRN MPA00007
- (1525)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jun 2003)
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Michael Platt
IRN MXP00176
- (1238)CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2003)
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Michael Richard (Mike) Phipps
IRN MRP00001
- (929)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Michael Robert Collins
IRN MRC00003
- (391)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Michael Robert Gravestock
IRN MRG01058
- (496)CF29 Significant management (1 Nov 2007 to 27 Mar 2009)
- (499)CF1 Director (6 Jan 2004 to 27 Mar 2009)
- (497)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- (498)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
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Michael Rodwell
IRN MXR00094
- (562)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Michael Ross Middleton
IRN MRM00011
- (1429)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Halton Kelly Independent Property Sevices (no longer appointed)
FRN 221624 · Appointed 2 Jan 2003 · Until 3 Jun 2004
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Selective Consulting Ltd (no longer appointed)
FRN 220983 · Appointed 30 Nov 2002 · Until 3 Jun 2004
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Malcolm Gates Financial Services (no longer appointed)
FRN 220643 · Appointed 14 Nov 2002 · Until 3 Jun 2004
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Residential/Investment Mortgage Services Ltd (no longer appointed)
FRN 219285 · Appointed 26 Sep 2002 · Until 3 Jun 2004
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HR Estate Planning Services (no longer appointed)
FRN 219286 · Appointed 26 Sep 2002 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (94)SMF7 Group Entity Senior Manager
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controlled function added: (93)SMF7 Group Entity Senior Manager
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controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (91)SMF2 Chief Finance
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controlled function added: (90)SMF3 Executive Director
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controlled function added: (89)[FCA CF] Significant management
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controlled function added: (88)[FCA CF] Functions requiring qualifications
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controlled function added: (87)[FCA CF] Manager of certification employee
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controlled function added: (86)[FCA CF] Material risk taker
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controlled function added: (85)[FCA CF] Client dealing