ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Frank Peck
IRN JFP00001
- (726)CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)
John Frederick Woodisse
IRN JFW00004
- (599)CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
John Geoffrey Keeton
IRN JGK00002
- (380)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John George Baring Hills
IRN JGH00006
- (2220)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John George Tighe
IRN JGT00003
- (1037)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Glen Lloyd Stewart
IRN JGS00001
- (90)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Graham Parker
IRN JGP00005
- (1126)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Gregory Joseph Tucker
IRN JGT00002
- (34)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Gregory West
IRN JGW01051
- (1124)CF21 Investment Adviser (7 Feb 2003 to 3 Jun 2003)
- (1123)CF22 Investment Adviser (Trainee) (27 Aug 2002 to 7 Feb 2003)
John Harold Denman Green
IRN JHG00001
- (121)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Boulter Mortgage Services (no longer appointed)
FRN 201721 · Appointed 7 Oct 1998 · Until 3 Jun 2004
Garmat Associates (no longer appointed)
FRN 201771 · Appointed 2 Oct 1998 · Until 3 Jun 2004
Oak Financial (no longer appointed)
FRN 193522 · Appointed 23 Sep 1998 · Until 3 Jun 2004
The Mortgage Exchange (no longer appointed)
FRN 201789 · Appointed 23 Sep 1998 · Until 23 Apr 2002
Gareth Lloyd-Williams (no longer appointed)
FRN 201770 · Appointed 22 Sep 1998 · Until 3 Jun 2004
Fast Temp Recruitment (no longer appointed)
FRN 201762 · Appointed 27 Aug 1998 · Until 3 Jun 2004
Nottingham Mortgage Centre (Steven Hewitt) (no longer appointed)
FRN 192485 · Appointed 31 Jul 1998 · Until 3 Jun 2004
Hamilton Laird Consultants (no longer appointed)
FRN 201781 · Appointed 29 Jul 1998 · Until 14 May 2004
Risk, Equity & Debt Management Consultant Ltd (no longer appointed)
FRN 185329 · Appointed 16 Jul 1998 · Until 3 Jun 2004
Jean Whitfield (no longer appointed)
FRN 192422 · Appointed 16 Jul 1998 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

9 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
9 hours ago
controlled function added: (91)SMF2 Chief Finance
9 hours ago
controlled function added: (90)SMF3 Executive Director
9 hours ago
controlled function added: (89)[FCA CF] Significant management
9 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
9 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
9 hours ago
controlled function added: (86)[FCA CF] Material risk taker
9 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.