ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ronald Malcolm Arthur
IRN RMA00001
- (168)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ronald Thornton
IRN RXT00068
- (514)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
Ronald Walker
IRN RXW00009
- (5)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ronald William Hunter
IRN RWH00023
- (667)CF22 Investment Adviser (Trainee) (26 Feb 2003 to 3 Jun 2003)
Rory McCarthy
IRN RXM00059
- (1513)CF21 Investment Adviser (13 May 2002 to 3 Jun 2003)
- (1512)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
Rory Noel Byrne
IRN RNB00003
- (800)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Rose-Maree Leslie
IRN MXL00001
- (399)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Rosemary Hilary
IRN RXH01915
- (2148)SMF7 Group Entity Senior Manager (18 Aug 2020 to 5 Dec 2025)
Roslyn Ann Morris
IRN RAM00003
- (253)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ross Cluley
IRN RXC01357
- (658)CF22 Investment Adviser (Trainee) (16 Apr 2002 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Gail Spavin Wealth Management (no longer appointed)
FRN 222142 · Appointed 20 Jan 2003 · Until 3 Jun 2004
Oddie Dalton & Co Ltd (no longer appointed)
FRN 222101 · Appointed 17 Jan 2003 · Until 3 Jun 2004
David Taylor Estate Agents (no longer appointed)
FRN 222070 · Appointed 16 Jan 2003 · Until 19 Jan 2004
David Morley Ltd (no longer appointed)
FRN 222071 · Appointed 16 Jan 2003 · Until 3 Jun 2004
TWB (no longer appointed)
FRN 222051 · Appointed 15 Jan 2003 · Until 3 Jun 2004
JJ Abdul Nasser (no longer appointed)
FRN 222001 · Appointed 14 Jan 2003 · Until 3 Jun 2004
Forrest Mortgage Associates (no longer appointed)
FRN 221946 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Forrest Tax & Estate Planning (no longer appointed)
FRN 221944 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Martin & Martin (no longer appointed)
FRN 221936 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Susan Davies (no longer appointed)
FRN 221940 · Appointed 13 Jan 2003 · Until 23 Mar 2004

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (94)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (93)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
2 days ago
controlled function added: (91)SMF2 Chief Finance
2 days ago
controlled function added: (90)SMF3 Executive Director
2 days ago
controlled function added: (89)[FCA CF] Significant management
2 days ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
2 days ago
controlled function added: (87)[FCA CF] Manager of certification employee
2 days ago
controlled function added: (86)[FCA CF] Material risk taker
2 days ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.