Rory McCarthy

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • Appointed representative dealing with clients for which they require qualification (9 Jun 2021 to 27 Sep 2023)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (13 May 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (13 May 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (13 May 2002 to 9 Sep 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.