ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Raymond Cardno
IRN RXC00033
- (664)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Raymond Henry (Ray) Bennett
IRN RHB00004
- (484)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Raymond Hillel Lennard
IRN RXL00058
- (267)CF22 Investment Adviser (Trainee) (27 Jan 2004 to 27 Jan 2004)
Raymond Howard Mapp
IRN RHM00006
- (812)CF22 Investment Adviser (Trainee) (14 Feb 2003 to 3 Jun 2003)
Raymond John Edwards
IRN RJE00004
- (125)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Raymond John Milne
IRN RJM00002
- (1207)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Raymond Lancaster
IRN RXL00034
- (417)CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2002)
Raymond Vincent Kinahan
IRN RVK00003
- (2100)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Raymond William Lester
IRN RWL00003
- (942)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Raymond William Mumberson
IRN RWM00040
- (666)CF22 Investment Adviser (Trainee) (4 Mar 2003 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Europea IMH Ltd(no longer appointed)
FRN 201760 · Appointed 1 Jul 1999 · Until 3 Jun 2004
DCA & Co Consultants(no longer appointed)
FRN 201743 · Appointed 28 Jun 1999 · Until 3 Jun 2004
Tax Options Limited(no longer appointed)
FRN 192488 · Appointed 23 Jun 1999 · Until 3 Jun 2004
DBP Management Associates Ltd(no longer appointed)
FRN 201742 · Appointed 23 Jun 1999 · Until 3 Jun 2004
Family Estate Planning(no longer appointed)
FRN 201761 · Appointed 19 Jun 1999 · Until 3 Jun 2004
Wold Insurance Services Limited(no longer appointed)
FRN 193875 · Appointed 17 Jun 1999 · Until 17 May 2002
Tony Wenban(no longer appointed)
FRN 193880 · Appointed 15 Jun 1999 · Until 3 Jun 2004
Castle Mortgage Services(no longer appointed)
FRN 201732 · Appointed 10 Jun 1999 · Until 23 Apr 2002
Millview Financial Services(no longer appointed)
FRN 192465 · Appointed 9 Jun 1999 · Until 3 Jun 2004
Independent Mortgages(no longer appointed)
FRN 194052 · Appointed 27 May 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

5 days ago
controlled function added: (94)SMF7 Group Entity Senior Manager
5 days ago
controlled function added: (93)SMF7 Group Entity Senior Manager
5 days ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
5 days ago
controlled function added: (91)SMF2 Chief Finance
5 days ago
controlled function added: (90)SMF3 Executive Director
5 days ago
controlled function added: (89)[FCA CF] Significant management
5 days ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
5 days ago
controlled function added: (87)[FCA CF] Manager of certification employee
5 days ago
controlled function added: (86)[FCA CF] Material risk taker
5 days ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.