ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jonathan James Holdaway
IRN JJH00029
- (1685)CF22 Investment Adviser (Trainee) (4 Mar 2002 to 8 Aug 2002)
Jonathan Marc Davidson Smith
IRN JMS00052
- (1837)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jonathan Mark Berg
IRN JMB00074
- (581)CF22 Investment Adviser (Trainee) (11 Jul 2002 to 3 Jun 2003)
Jonathan Neil McMahon
IRN JNM01081
- (1213)CF29 Significant management (11 Apr 2016 to 24 Sep 2019)
Jonathan Paul Hill
IRN JXH00438
- (44)[FCA CF] Material risk taker (since 1 Sep 2025)
Jonathan Philip Rosen
IRN JPR00006
- (1058)CF22 Investment Adviser (Trainee) (23 Apr 2003 to 3 Jun 2003)
Jonathan Ralph Nightingale
IRN JRN01022
- (283)CF22 Investment Adviser (Trainee) (24 Jun 2003 to 1 Jul 2003)
Jonathan Richard Arundel
IRN JRA01035
- (1268)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jonathan Vaughan-Williams
IRN JXV43308
- (1469)[FCA CF] Material risk taker (14 May 2024 to 23 Jan 2025)
- (1470)[FCA CF] Significant management (9 Dec 2019 to 27 Jul 2022)
Jonathan William Hall
IRN JWH00017
- (1945)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Cartesian Limited (no longer appointed)
FRN 201728 · Appointed 5 Sep 1999 · Until 24 Mar 2004
CGA Services Limited (no longer appointed)
FRN 193936 · Appointed 3 Sep 1999 · Until 3 Jun 2004
Malcolm Dolton Financial Services (no longer appointed)
FRN 192443 · Appointed 1 Sep 1999 · Until 3 Jun 2004
Kenilworth General Finance (no longer appointed)
FRN 193980 · Appointed 1 Sep 1999 · Until 3 Jun 2004
Andy Tiong Mortgage Services (no longer appointed)
FRN 192340 · Appointed 27 Aug 1999 · Until 17 Nov 2004
Tax Assist Direct (no longer appointed)
FRN 192439 · Appointed 27 Aug 1999 · Until 3 Jun 2004
Winchester Mortgages (no longer appointed)
FRN 193878 · Appointed 27 Aug 1999 · Until 3 Jun 2004
Cavendish Financial Services (no longer appointed)
FRN 193977 · Appointed 24 Aug 1999 · Until 3 Jun 2004
Watsons (no longer appointed)
FRN 193881 · Appointed 24 Aug 1999 · Until 3 Jun 2004
CPA Consumerguard Ltd (no longer appointed)
FRN 192447 · Appointed 21 Aug 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

5 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
5 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
5 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
5 hours ago
controlled function added: (91)SMF2 Chief Finance
5 hours ago
controlled function added: (90)SMF3 Executive Director
5 hours ago
controlled function added: (89)[FCA CF] Significant management
5 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
5 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
5 hours ago
controlled function added: (86)[FCA CF] Material risk taker
5 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.