ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jolyon Ernle Hankinson
IRN JEH00003
- (2002)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Jon David Davenport Van Leer
IRN JDV00001
- (2033)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Jon Newsome
IRN JXN00061
- (74)CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)
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Jon Pearce
IRN JRP00015
- (1518)CF22 Investment Adviser (Trainee) (10 Oct 2002 to 3 Jun 2003)
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Jonathan Andrew Boulter
IRN JAB00003
- (849)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Jonathan Arthur Sayer
IRN JAS00001
- (508)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Jonathan Campbell Elliott
IRN JCE00001
- (1740)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Jonathan Charles Groocock
IRN JXG01200
- (1460)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- (1461)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Dec 2003)
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Jonathan Charles Roland
IRN JCR00032
- (1282)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Jonathan David Scotchbrook
IRN JDS00004
- (291)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Ray H Bennett & Co Mortgage & Administration Services (no longer appointed)
FRN 201938 · Appointed 6 Nov 1999 · Until 3 Jun 2004
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Fletcher Financial Services Ltd (no longer appointed)
FRN 201768 · Appointed 6 Nov 1999 · Until 3 Jun 2004
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Adytum Consulting Limited (no longer appointed)
FRN 193687 · Appointed 6 Nov 1999 · Until 23 Apr 2003
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Advocate Client Services (no longer appointed)
FRN 193686 · Appointed 27 Oct 1999 · Until 3 Jun 2004
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Dalby Financial Services (no longer appointed)
FRN 193986 · Appointed 23 Oct 1999 · Until 3 Jun 2004
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Paul D Howe Financial Services (no longer appointed)
FRN 192480 · Appointed 22 Oct 1999 · Until 3 Jun 2004
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Mortgage Helpline (Clive Green) (no longer appointed)
FRN 192437 · Appointed 19 Oct 1999 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (94)SMF7 Group Entity Senior Manager
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controlled function added: (93)SMF7 Group Entity Senior Manager
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controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (91)SMF2 Chief Finance
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controlled function added: (90)SMF3 Executive Director
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controlled function added: (89)[FCA CF] Significant management
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controlled function added: (88)[FCA CF] Functions requiring qualifications
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controlled function added: (87)[FCA CF] Manager of certification employee
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controlled function added: (86)[FCA CF] Material risk taker
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controlled function added: (85)[FCA CF] Client dealing