Jon Pearce

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Seven Financial UK Limited

    FRN 602051

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 21 Aug 2025)
    • [FCA CF] Client dealing (since 21 Aug 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 1 Apr 2009)
    • CF21 Investment Adviser (1 Sep 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Oct 2002 to 1 Sep 2003)
  • City Group (no longer approved here)

    FRN 402154

    • Employed By (28 Sep 2004 to 1 Apr 2009)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (10 Oct 2002 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (10 Oct 2002 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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