ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ketan Yadav
IRN KXY01032
- (1996)CF22 Investment Adviser (Trainee) (18 Jan 2002 to 12 Mar 2002)
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Kevan John Gray
IRN KJG00001
- (1292)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Kevin Ashley Phoenix
IRN KAP00001
- (1016)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Kevin Attwell
IRN KXA00030
- (1517)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Kevin Benjamin Snyder
IRN KBS00002
- (1901)CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)
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Kevin Charles Dixon-Nutt
IRN KCD00001
- (1192)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Kevin Davies
IRN KXD00002
- (2063)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Kevin Graham Brooks
IRN KGB00007
- (72)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jan 2002)
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Kevin Hugh Dermot Bradley
IRN KHB00001
- (1519)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Kevin Hyland
IRN KXH01153
- (921)CF22 Investment Adviser (Trainee) (12 Jun 2003 to 12 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Continental Insurance & Mortgage Consultants (no longer appointed)
FRN 192445 · Appointed 18 Jan 2000 · Until 20 Feb 2003
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Minister Property Letting (no longer appointed)
FRN 192466 · Appointed 11 Jan 2000 · Until 3 Jun 2004
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Val Clinton Associates Ltd (no longer appointed)
FRN 193966 · Appointed 7 Jan 2000 · Until 3 Jun 2004
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Mortgagelink Consultants UK Ltd (no longer appointed)
FRN 192470 · Appointed 7 Jan 2000 · Until 3 Jun 2004
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Steele Rose & Co Limited (no longer appointed)
FRN 192483 · Appointed 7 Jan 2000 · Until 25 Jul 2003
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Forum Financial Services Ltd (no longer appointed)
FRN 201769 · Appointed 30 Dec 1999 · Until 3 Jun 2004
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Mark Shields Financial Consultancy (no longer appointed)
FRN 192460 · Appointed 30 Dec 1999 · Until 3 Jun 2004
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Pegasus Sports Management Ltd (no longer appointed)
FRN 193951 · Appointed 15 Dec 1999 · Until 3 Jun 2004
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Michael Moran Financial Services (no longer appointed)
FRN 192463 · Appointed 15 Dec 1999 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (94)SMF7 Group Entity Senior Manager
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controlled function added: (93)SMF7 Group Entity Senior Manager
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controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (91)SMF2 Chief Finance
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controlled function added: (90)SMF3 Executive Director
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controlled function added: (89)[FCA CF] Significant management
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controlled function added: (88)[FCA CF] Functions requiring qualifications
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controlled function added: (87)[FCA CF] Manager of certification employee
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controlled function added: (86)[FCA CF] Material risk taker
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controlled function added: (85)[FCA CF] Client dealing