ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Peter Malcolm Brock
IRN PMB00024
- (757)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Marriott-Lodge
IRN PXM00026
- (1018)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Michael Bell
IRN PMB00002
- (1875)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Morgan
IRN PXM00190
- (1828)CF21 Investment Adviser (31 May 2002 to 3 Jun 2003)
Peter Moseley
IRN PXM00102
- (1625)CF22 Investment Adviser (Trainee) (14 May 2003 to 3 Jun 2003)
Peter Neil Bates
IRN PNB00005
- (582)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Nicholas Gamble
IRN PNG00006
- (4)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Richard Boggis
IRN PRB00002
- (995)CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2003)
Peter Richard Harding
IRN PRH00010
- (2102)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Richard Ley
IRN PRL00002
- (905)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Continental Insurance & Mortgage Consultants (no longer appointed)
FRN 222947 · Appointed 18 Feb 2003 · Until 3 Jun 2004
JJS Consultants Ltd (no longer appointed)
FRN 222946 · Appointed 18 Feb 2003 · Until 3 Jun 2004
Premier International Properties Ltd (no longer appointed)
FRN 222919 · Appointed 17 Feb 2003 · Until 3 Jun 2004
Chartes-Reid & Associates Ltd (no longer appointed)
FRN 222768 · Appointed 11 Feb 2003 · Until 3 Jun 2004
Higham Financial Services Ltd (no longer appointed)
FRN 222678 · Appointed 7 Feb 2003 · Until 3 Jun 2004
Financial Portfolio Ltd (no longer appointed)
FRN 222677 · Appointed 7 Feb 2003 · Until 3 Jun 2004
Birfield House (no longer appointed)
FRN 222515 · Appointed 3 Feb 2003 · Until 3 Jun 2004
George Crowther (no longer appointed)
FRN 222300 · Appointed 27 Jan 2003 · Until 3 Jun 2004
The Mortgage & Investment Partnership (no longer appointed)
FRN 222299 · Appointed 27 Jan 2003 · Until 3 Jun 2004
Rushbrooke Independent Mortgage Services (no longer appointed)
FRN 222269 · Appointed 22 Jan 2003 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (94)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (93)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
1 day ago
controlled function added: (91)SMF2 Chief Finance
1 day ago
controlled function added: (90)SMF3 Executive Director
1 day ago
controlled function added: (89)[FCA CF] Significant management
1 day ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
1 day ago
controlled function added: (87)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (86)[FCA CF] Material risk taker
1 day ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.