ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael John Hardy
IRN MJH00068
- (247)CF22 Investment Adviser (Trainee) (6 Feb 2003 to 3 Jun 2003)
Michael John Harper
IRN MJH00046
- (1225)CF21 Investment Adviser (1 May 2002 to 3 Jun 2003)
Michael John Harrington
IRN MJH00017
- (420)CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2002)
Michael John Kiener
IRN MJK00008
- (1688)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael John Reed
IRN MJR00027
- (1551)CF22 Investment Adviser (Trainee) (2 May 2003 to 3 Jun 2003)
Michael John Roche
IRN MJR00099
- (1554)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael John Thompson
IRN MJT00007
- (685)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael John Wheeler
IRN MJW00021
- (1199)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael John Whiting
IRN MJW00117
- (393)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael John Wroe
IRN MJW00014
- (1114)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Continental Insurance & Mortgage Consultants (no longer appointed)
FRN 222947 · Appointed 18 Feb 2003 · Until 3 Jun 2004
JJS Consultants Ltd (no longer appointed)
FRN 222946 · Appointed 18 Feb 2003 · Until 3 Jun 2004
Premier International Properties Ltd (no longer appointed)
FRN 222919 · Appointed 17 Feb 2003 · Until 3 Jun 2004
Chartes-Reid & Associates Ltd (no longer appointed)
FRN 222768 · Appointed 11 Feb 2003 · Until 3 Jun 2004
Higham Financial Services Ltd (no longer appointed)
FRN 222678 · Appointed 7 Feb 2003 · Until 3 Jun 2004
Financial Portfolio Ltd (no longer appointed)
FRN 222677 · Appointed 7 Feb 2003 · Until 3 Jun 2004
Birfield House (no longer appointed)
FRN 222515 · Appointed 3 Feb 2003 · Until 3 Jun 2004
George Crowther (no longer appointed)
FRN 222300 · Appointed 27 Jan 2003 · Until 3 Jun 2004
The Mortgage & Investment Partnership (no longer appointed)
FRN 222299 · Appointed 27 Jan 2003 · Until 3 Jun 2004
Rushbrooke Independent Mortgage Services (no longer appointed)
FRN 222269 · Appointed 22 Jan 2003 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

6 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
6 hours ago
controlled function added: (91)SMF2 Chief Finance
6 hours ago
controlled function added: (90)SMF3 Executive Director
6 hours ago
controlled function added: (89)[FCA CF] Significant management
6 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
6 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (86)[FCA CF] Material risk taker
6 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.