ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Linda Ann Lynch
IRN LAL00005
- (1135)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Linda Trundle
IRN LDG00001
- (1200)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Lindsay Gerrard Hopkins
IRN LXH00038
- (1982)CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2002)
Lloyd William Randall
IRN LWR00002
- (425)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Louis McPherson Forbes
IRN LMF01032
- (1364)CF22 Investment Adviser (Trainee) (21 Oct 2003 to 23 Mar 2005)
Louis Petherick
IRN LXP01287
- (2192)CF28 Systems and controls (28 Jan 2009 to 28 Feb 2010)
Louise Ann Houghton
IRN LAT00001
- (859)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Louise Woollard
IRN LXW00050
- (1473)CF22 Investment Adviser (Trainee) (11 Jun 2003 to 11 Jun 2003)
Lucy Boyne-Williams
IRN LXB00843
- (37)[FCA CF] Material risk taker (since 29 Sep 2025)
- (38)[FCA CF] Significant management (since 29 Sep 2025)
Lucy Harriet Jones
IRN LHJ00001
- (1786)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Financial Union (no longer appointed)
FRN 201765 · Appointed 8 Feb 2000 · Until 9 Sep 2003
Dunford Alexandra Business Consultants (no longer appointed)
FRN 201748 · Appointed 8 Feb 2000 · Until 3 Jun 2004
Advanced Mortgage Services (David Hindmarch) (no longer appointed)
FRN 192455 · Appointed 8 Feb 2000 · Until 3 Jun 2004
Inter Group Insurance Services Ltd (no longer appointed)
FRN 193933 · Appointed 8 Feb 2000 · Until 4 Jan 2002
Dean Street Consultants Ltd (no longer appointed)
FRN 201766 · Appointed 3 Feb 2000 · Until 3 Jun 2004
Ellis & Sons (no longer appointed)
FRN 201753 · Appointed 2 Feb 2000 · Until 3 Jun 2004
CB Accountancy Services (no longer appointed)
FRN 201725 · Appointed 31 Jan 2000 · Until 3 Jun 2004
Viraja Mortgage Services (no longer appointed)
FRN 192342 · Appointed 31 Jan 2000 · Until 3 Jun 2004
Premier Financial Mortgage Services (no longer appointed)
FRN 192482 · Appointed 31 Jan 2000 · Until 12 Sep 2002
Mountford Residential Estate Agents (no longer appointed)
FRN 162243 · Appointed 19 Jan 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
11 hours ago
controlled function added: (91)SMF2 Chief Finance
11 hours ago
controlled function added: (90)SMF3 Executive Director
11 hours ago
controlled function added: (89)[FCA CF] Significant management
11 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
11 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (86)[FCA CF] Material risk taker
11 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.