ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Christopher Lally
IRN MCL00012
- (2124)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Daniel Scarry
IRN MDS00033
- (1235)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (1234)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
Mark David Andrews
IRN MDA00002
- (2083)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Dean Hardy
IRN MDH00019
- (842)CF21 Investment Adviser (15 Apr 2003 to 3 Jun 2003)
Mark Dunford
IRN MXD00139
- (1742)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Edward Sutton
IRN MES00017
- (1873)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Francis Salt
IRN MFS00009
- (1177)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Frank Robinson
IRN MFR00002
- (1413)CF22 Investment Adviser (Trainee) (6 Mar 2003 to 3 Jun 2003)
Mark Frederick Taylor
IRN MFT00001
- (1716)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Frost
IRN MXF01320
- (586)CF21 Investment Adviser (7 May 2003 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Income Solutions Ltd (no longer appointed)
FRN 192416 · Appointed 17 May 2000 · Until 3 Jun 2004
Halford House Ltd (no longer appointed)
FRN 201780 · Appointed 17 May 2000 · Until 3 Jun 2004
M&D Associates (no longer appointed)
FRN 193911 · Appointed 17 May 2000 · Until 3 Jun 2004
Simon Preston Associates (no longer appointed)
FRN 194002 · Appointed 17 May 2000 · Until 3 Jun 2004
Mortgage Solutions (no longer appointed)
FRN 193518 · Appointed 17 May 2000 · Until 3 Jun 2004
Stevenson Price Insurance Brokers Limited (no longer appointed)
FRN 118721 · Appointed 17 May 2000 · Until 3 Jun 2004
The Mortgage Sourcing Group (no longer appointed)
FRN 194056 · Appointed 17 May 2000 · Until 3 Jun 2004
Credo Financial Solutions (UK) Ltd (no longer appointed)
FRN 193916 · Appointed 12 May 2000 · Until 3 Mar 2004
Ashby & Sutcliffe (no longer appointed)
FRN 153549 · Appointed 11 May 2000 · Until 3 Jun 2004
AS Consultants (no longer appointed)
FRN 193684 · Appointed 11 May 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
11 hours ago
controlled function added: (91)SMF2 Chief Finance
11 hours ago
controlled function added: (90)SMF3 Executive Director
11 hours ago
controlled function added: (89)[FCA CF] Significant management
11 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
11 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (86)[FCA CF] Material risk taker
11 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.