ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Christopher Lally
IRN MCL00012
- (2124)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Daniel Scarry
IRN MDS00033
- (1235)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (1234)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
Mark David Andrews
IRN MDA00002
- (2083)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Dean Hardy
IRN MDH00019
- (842)CF21 Investment Adviser (15 Apr 2003 to 3 Jun 2003)
Mark Dunford
IRN MXD00139
- (1742)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Edward Sutton
IRN MES00017
- (1873)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Francis Salt
IRN MFS00009
- (1177)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Frank Robinson
IRN MFR00002
- (1413)CF22 Investment Adviser (Trainee) (6 Mar 2003 to 3 Jun 2003)
Mark Frederick Taylor
IRN MFT00001
- (1716)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Frost
IRN MXF01320
- (586)CF21 Investment Adviser (7 May 2003 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

All Cover Insurance Services Ltd (no longer appointed)
FRN 192321 · Appointed 10 Jul 2000 · Until 3 Jun 2004
Gregory Associates (no longer appointed)
FRN 201708 · Appointed 6 Jul 2000 · Until 3 Jun 2004
Alpha Business Consultants (no longer appointed)
FRN 201718 · Appointed 4 Jul 2000 · Until 3 Jun 2004
Sheffield Mortgage Service Ltd (no longer appointed)
FRN 201714 · Appointed 30 Jun 2000 · Until 3 Jun 2004
The Trust Company (GB) Limited (no longer appointed)
FRN 201712 · Appointed 30 Jun 2000 · Until 3 Jun 2004
Richard Blakey Leisure (no longer appointed)
FRN 201716 · Appointed 27 Jun 2000 · Until 3 Jun 2004
Financial Adviser.com (no longer appointed)
FRN 201713 · Appointed 27 Jun 2000 · Until 3 Jun 2004
Perbon Insurance & Financial Services Ltd (no longer appointed)
FRN 201717 · Appointed 22 Jun 2000 · Until 3 Jun 2004
Willowtree Mortgages (no longer appointed)
FRN 192503 · Appointed 15 Jun 2000 · Until 3 Jun 2004
Stephen Ebanja & Company (no longer appointed)
FRN 192484 · Appointed 15 Jun 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

9 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
9 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
9 hours ago
controlled function added: (91)SMF2 Chief Finance
9 hours ago
controlled function added: (90)SMF3 Executive Director
9 hours ago
controlled function added: (89)[FCA CF] Significant management
9 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
9 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
9 hours ago
controlled function added: (86)[FCA CF] Material risk taker
9 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.