ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Robert Thomas Nigel Rea
IRN RTR00004
- (1191)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)
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Robert Turnbull
IRN RXT00020
- (554)CF22 Investment Adviser (Trainee) (24 Apr 2003 to 3 Jun 2003)
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Robert Vaughan Haskell
IRN RVH00003
- (1088)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Robert William Bayford
IRN RWB00004
- (1635)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Robert William Morris
IRN RWM00014
- (940)CF21 Investment Adviser (23 Sep 2002 to 3 Jun 2003)
- (939)CF22 Investment Adviser (Trainee) (27 Feb 2002 to 23 Sep 2002)
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Robert William Rowland
IRN RWR00013
- (403)CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2002)
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Robert William Roy
IRN RWR01029
- (402)CF21 Investment Adviser (17 Feb 2003 to 3 Jun 2003)
- (401)CF22 Investment Adviser (Trainee) (19 Aug 2002 to 17 Feb 2003)
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Robert Yorke-Starkey
IRN RXY00001
- (680)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Robin Anthony Ellis
IRN RAE01101
- (84)14. Managing investments
- (87)[FCA CF] Manager of certification employee (since 4 Apr 2025)
- (85)[FCA CF] Client dealing (since 4 Apr 2025)
- (89)[FCA CF] Significant management (since 4 Apr 2025)
- (88)[FCA CF] Functions requiring qualifications (since 4 Apr 2025)
- (86)[FCA CF] Material risk taker (since 1 Oct 2022)
- (2110)[FCA CF] Manager of certification employee (20 Dec 2022 to 1 Jun 2024)
- (2111)[FCA CF] Significant management (12 Jan 2021 to 1 Jun 2024)
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Robin Chatterton
IRN RXC01574
- (362)CF1 Director (20 Jun 2005 to 2 Jun 2008)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Trafalgar Square Financial Planning Consultants (no longer appointed)
FRN 223710 · Appointed 18 Mar 2003 · Until 3 Jun 2004
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Advanced Financial Management (no longer appointed)
FRN 223709 · Appointed 18 Mar 2003 · Until 3 Jun 2004
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Stepping Stones Estate Agents Ltd (no longer appointed)
FRN 223357 · Appointed 6 Mar 2003 · Until 3 Jun 2004
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Authorised Financial Advisers (no longer appointed)
FRN 222956 · Appointed 19 Feb 2003 · Until 15 May 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (94)SMF7 Group Entity Senior Manager
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controlled function added: (93)SMF7 Group Entity Senior Manager
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controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (91)SMF2 Chief Finance
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controlled function added: (90)SMF3 Executive Director
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controlled function added: (89)[FCA CF] Significant management
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controlled function added: (88)[FCA CF] Functions requiring qualifications
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controlled function added: (87)[FCA CF] Manager of certification employee
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controlled function added: (86)[FCA CF] Material risk taker
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controlled function added: (85)[FCA CF] Client dealing