Robin Anthony Ellis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED

    FRN 155241

    • [FCA CF] Significant management (since 7 Jul 2025)
    • [FCA CF] Manager of certification employee (since 5 Sep 2024)
  • ST. JAMES'S PLACE UK PLC

    FRN 150026

    • SMF18 Other Overall Responsibility (since 24 Apr 2025)
    • [FCA CF] Significant management (4 Apr 2025 to 24 Apr 2025)
    • [FCA CF] Material risk taker (14 May 2024 to 24 Apr 2025)
    • [FCA CF] Manager of certification employee (20 Dec 2022 to 1 Jun 2024)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

    FRN 122472

    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 4 Apr 2025)
    • [FCA CF] Significant management (since 4 Apr 2025)
    • [FCA CF] Client dealing (since 4 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2025)
    • [FCA CF] Material risk taker (since 1 Oct 2022)
    • [FCA CF] Manager of certification employee (20 Dec 2022 to 1 Jun 2024)
    • [FCA CF] Significant management (12 Jan 2021 to 1 Jun 2024)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • [FCA CF] Significant management (since 4 Apr 2025)
    • [FCA CF] Manager of certification employee (12 Jan 2022 to 1 Jun 2024)
    • [FCA CF] Significant management (12 Jan 2021 to 1 Jun 2024)
  • ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED

    FRN 622916

    • [FCA CF] Significant management (since 4 Apr 2025)
    • [FCA CF] Manager of certification employee (20 Dec 2022 to 1 Jun 2024)
    • [FCA CF] Significant management (12 Jan 2021 to 1 Jun 2024)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • CF30 Customer (16 May 2013 to 30 Sep 2013)
  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • CF30 Customer (16 May 2013 to 18 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

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