ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Nicholas David John Cambrook
IRN NDC00001
- (916)CF21 Investment Adviser (25 Mar 2003 to 3 Jun 2003)
- (915)CF22 Investment Adviser (Trainee) (13 Nov 2002 to 25 Mar 2003)
Nicholas David Taylor
IRN NDT00001
- (953)CF22 Investment Adviser (Trainee) (3 Apr 2003 to 3 Jun 2003)
Nicholas Harold Matthews
IRN NHM00005
- (1181)CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2003)
Nicholas Honeyman Brown
IRN NXH00004
- (294)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas James Froggatt
IRN NJF00007
- (1526)[FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
- (1527)[FCA CF] Manager of certification employee (1 Jan 2020 to 31 Dec 2020)
Nicholas James Heard
IRN NJH00004
- (1818)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas James Holmes
IRN NJH00030
- (1894)CF21 Investment Adviser (25 Nov 2002 to 3 Jun 2003)
- (1893)CF22 Investment Adviser (Trainee) (1 Jul 2002 to 25 Nov 2002)
Nicholas James Hunt
IRN NJH01246
- (1630)[FCA CF] Manager of certification employee (9 Dec 2019 to 2 Jun 2021)
- (1631)[FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
Nicholas James Sykes
IRN NJS00006
- (789)CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2003)
Nicholas John Arnold Barnes
IRN NJB00051
- (1247)CF21 Investment Adviser (16 May 2002 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Mortgage Line Services (no longer appointed)
FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2004
Alastair Clarke & Co (no longer appointed)
FRN 223798 · Appointed 25 Mar 2003 · Until 28 Apr 2004
E M Manuel Goldman (no longer appointed)
FRN 223739 · Appointed 20 Mar 2003 · Until 3 Jun 2004
Trafalgar Square Financial Planning Consultants (no longer appointed)
FRN 223710 · Appointed 18 Mar 2003 · Until 3 Jun 2004
Advanced Financial Management (no longer appointed)
FRN 223709 · Appointed 18 Mar 2003 · Until 3 Jun 2004
Stepping Stones Estate Agents Ltd (no longer appointed)
FRN 223357 · Appointed 6 Mar 2003 · Until 3 Jun 2004
ACA Asset Finance Ltd (no longer appointed)
FRN 223209 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Chris Haley (no longer appointed)
FRN 223202 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Chris Webb Consultancy (no longer appointed)
FRN 223208 · Appointed 28 Feb 2003 · Until 3 Jun 2004
Authorised Financial Advisers (no longer appointed)
FRN 222956 · Appointed 19 Feb 2003 · Until 15 May 2003

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
11 hours ago
controlled function added: (91)SMF2 Chief Finance
11 hours ago
controlled function added: (90)SMF3 Executive Director
11 hours ago
controlled function added: (89)[FCA CF] Significant management
11 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
11 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (86)[FCA CF] Material risk taker
11 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.