ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Nicholas David John Cambrook
IRN NDC00001
- (916)CF21 Investment Adviser (25 Mar 2003 to 3 Jun 2003)
- (915)CF22 Investment Adviser (Trainee) (13 Nov 2002 to 25 Mar 2003)
Nicholas David Taylor
IRN NDT00001
- (953)CF22 Investment Adviser (Trainee) (3 Apr 2003 to 3 Jun 2003)
Nicholas Harold Matthews
IRN NHM00005
- (1181)CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2003)
Nicholas Honeyman Brown
IRN NXH00004
- (294)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas James Froggatt
IRN NJF00007
- (1526)[FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
- (1527)[FCA CF] Manager of certification employee (1 Jan 2020 to 31 Dec 2020)
Nicholas James Heard
IRN NJH00004
- (1818)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nicholas James Holmes
IRN NJH00030
- (1894)CF21 Investment Adviser (25 Nov 2002 to 3 Jun 2003)
- (1893)CF22 Investment Adviser (Trainee) (1 Jul 2002 to 25 Nov 2002)
Nicholas James Hunt
IRN NJH01246
- (1630)[FCA CF] Manager of certification employee (9 Dec 2019 to 2 Jun 2021)
- (1631)[FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
Nicholas James Sykes
IRN NJS00006
- (789)CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2003)
Nicholas John Arnold Barnes
IRN NJB00051
- (1247)CF21 Investment Adviser (16 May 2002 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Des Barron (no longer appointed)
FRN 195479 · Appointed 10 Apr 2001 · Until 3 Jun 2004
Allen Roberts & Associates (no longer appointed)
FRN 195437 · Appointed 2 Apr 2001 · Until 3 Jun 2004
Mortgage Matters Ltd (no longer appointed)
FRN 201974 · Appointed 2 Apr 2001 · Until 3 Jun 2004
CGA Financial & Investment Services Limited (no longer appointed)
FRN 201973 · Appointed 30 Mar 2001 · Until 3 Jun 2004
MRB Mortgage Services (no longer appointed)
FRN 201972 · Appointed 30 Mar 2001 · Until 3 Jun 2004
Talkwise (no longer appointed)
FRN 195404 · Appointed 29 Mar 2001 · Until 3 Jun 2004
Mary Cunningham Financial Solutions (no longer appointed)
FRN 201965 · Appointed 28 Mar 2001 · Until 3 Jun 2004
The Elegant Solution Company (no longer appointed)
FRN 201946 · Appointed 28 Mar 2001 · Until 3 Jun 2004
John Gough (no longer appointed)
FRN 201945 · Appointed 27 Mar 2001 · Until 3 Jun 2004
Paul.F Muxlow Financial Services (no longer appointed)
FRN 195349 · Appointed 27 Mar 2001 · Until 21 May 2002

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (94)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (93)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
1 day ago
controlled function added: (91)SMF2 Chief Finance
1 day ago
controlled function added: (90)SMF3 Executive Director
1 day ago
controlled function added: (89)[FCA CF] Significant management
1 day ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
1 day ago
controlled function added: (87)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (86)[FCA CF] Material risk taker
1 day ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.