ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Nigel Dudley George Gershon
IRN NDG00002
- (1106)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nigel Frank Cousins
IRN NFC00001
- (1913)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nigel Gareth Hillier
IRN NGH00001
- (1222)CF21 Investment Adviser (1 Dec 2001 to 15 Apr 2002)
Nigel Gordon Walters
IRN NGW00010
- (1032)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nigel Graham Calverley
IRN NGC00003
- (790)CF21 Investment Adviser (1 Dec 2001 to 10 Jan 2002)
Nigel Harold Denman Green
IRN NHG00004
- (1803)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nigel Jackson
IRN NXJ00002
- (686)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nigel James Holland
IRN NJH00005
- (1811)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nigel John Clayton
IRN NJC00003
- (306)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Nigel John Illingworth
IRN NJI00001
- (381)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Essential Financial Strategies (no longer appointed)
FRN 196123 · Appointed 11 Jul 2001 · Until 3 Jun 2004
Claude H Elmer (no longer appointed)
FRN 206261 · Appointed 2 Jul 2001 · Until 25 Jul 2003
Sterling Trust Advisers (no longer appointed)
FRN 206250 · Appointed 25 Jun 2001 · Until 3 Jun 2004
Continental Financial Practice Ltd (no longer appointed)
FRN 206240 · Appointed 18 Jun 2001 · Until 30 Dec 2002
Chartwell Consulting Ltd (no longer appointed)
FRN 206233 · Appointed 11 Jun 2001 · Until 3 Jun 2004
Select Independent Mortgages (no longer appointed)
FRN 206225 · Appointed 24 May 2001 · Until 3 Jun 2004
Farmers & Mercantrie Insurance Consultants Ltd (no longer appointed)
FRN 195814 · Appointed 24 May 2001 · Until 3 Jun 2004
The Julian Guymer Practice (no longer appointed)
FRN 206224 · Appointed 23 May 2001 · Until 3 Jun 2004
FCS Scotland Ltd (no longer appointed)
FRN 195983 · Appointed 21 May 2001 · Until 3 Jun 2004
Ambience Mortgage (no longer appointed)
FRN 195779 · Appointed 21 May 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (94)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (93)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
1 day ago
controlled function added: (91)SMF2 Chief Finance
1 day ago
controlled function added: (90)SMF3 Executive Director
1 day ago
controlled function added: (89)[FCA CF] Significant management
1 day ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
1 day ago
controlled function added: (87)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (86)[FCA CF] Material risk taker
1 day ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.