Nigel Gareth Hillier

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HC James Wealth Management Ltd (no longer approved here)
FRN 563070
- (1)Employed By (16 Nov 2018 to 1 Sep 2020)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (5 Jun 2015 to 1 Sep 2020)
- CF22 Investment Adviser (Trainee) (3 Jun 2004 to 27 Jun 2004)
- CF21 Investment Adviser (1 Dec 2001 to 15 Apr 2002)
Kingswood Taxation & Wealth Management Ltd (no longer approved here)
FRN 403407
- (8)Employed By (1 Jun 2015 to 14 Nov 2018)
The RBA Consultancy (no longer approved here)
FRN 401104
- Employed By (3 Jun 2004 to 27 Jun 2004)
ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)
FRN 122472
- CF21 Investment Adviser (1 Dec 2001 to 15 Apr 2002)
ST. JAMES'S PLACE UK PLC (no longer approved here)
FRN 150026
- CF21 Investment Adviser (1 Dec 2001 to 15 Apr 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.