ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Norman Victor Jackson
IRN NVJ00001
- (155)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Dec 2001)
Oliver James Rogers
IRN OJR00001
- (1393)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Orlando Napoleon Heron
IRN ONH00001
- (1558)CF21 Investment Adviser (30 Dec 2002 to 3 Jun 2003)
- (1557)CF22 Investment Adviser (Trainee) (10 Jul 2002 to 30 Dec 2002)
Pablo Charles Chaundy-Brain
IRN PCC00005
- (766)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paolo Trainotti
IRN PXT00002
- (189)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Patience Jane Wheatcroft
IRN PJW01280
- (504)CF2 Non Executive Director (20 Apr 2012 to 8 Dec 2019)
Patricia Carol Davidson
IRN PCD00001
- (324)CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2002)
Patrick Anthony Hardy
IRN PAH00005
- (289)CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2002)
Patrick Cedric Howe
IRN PCH00003
- (70)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Patrick Joseph McAuley
IRN PJM00060
- (2196)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Walter Tow (no longer appointed)
FRN 207130 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Peter Waugh (no longer appointed)
FRN 207110 · Appointed 29 Oct 2001 · Until 5 Dec 2002
Resource Consolidated Ltd (no longer appointed)
FRN 197106 · Appointed 19 Oct 2001 · Until 3 Jun 2004
Henri Sauleek (no longer appointed)
FRN 197105 · Appointed 18 Oct 2001 · Until 21 Jan 2004
Knoyle Properties Ltd (no longer appointed)
FRN 196994 · Appointed 12 Oct 2001 · Until 23 Apr 2002
Y J Consulting (no longer appointed)
FRN 196869 · Appointed 28 Sep 2001 · Until 3 Jun 2004
Castle Quay Associates (no longer appointed)
FRN 207098 · Appointed 21 Sep 2001 · Until 3 Jun 2004
J. Stewart Cree (no longer appointed)
FRN 196805 · Appointed 21 Sep 2001 · Until 3 Jun 2004
Abacus Insurance Services (no longer appointed)
FRN 207099 · Appointed 21 Sep 2001 · Until 7 Dec 2004
Mortimer & Co International Consultants (no longer appointed)
FRN 196801 · Appointed 17 Sep 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (94)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (93)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
1 day ago
controlled function added: (91)SMF2 Chief Finance
1 day ago
controlled function added: (90)SMF3 Executive Director
1 day ago
controlled function added: (89)[FCA CF] Significant management
1 day ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
1 day ago
controlled function added: (87)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (86)[FCA CF] Material risk taker
1 day ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.