ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Peter Richard Slawson
IRN PRS00005
- (367)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Robert Bacon
IRN PXB00145
- (838)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Robert Beck
IRN PRB00007
- (1710)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Robert Coulter
IRN PRC01075
- (1448)[FCA CF] Significant management (9 Dec 2019 to 2 Jan 2024)
Peter Scudder
IRN PXS00073
- (316)CF22 Investment Adviser (Trainee) (7 May 2003 to 3 Jun 2003)
Peter Tapson Grieves
IRN PTG00007
- (1790)CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
Peter Thomas Carron
IRN PTC00001
- (53)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
Peter Thompson Moore
IRN PXM00013
- (2128)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jun 2003)
Peter Ward
IRN PXW00014
- (111)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
Peter William Ewart
IRN PWE00003
- (1938)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Universal Personnel Services Ltd (no longer appointed)
FRN 192506 · Appointed 18 Oct 1999 · Until 22 Jul 2003
Executive & Corporate Mortgagtes (Alistair Coomer) (no longer appointed)
FRN 193689 · Appointed 13 Oct 1999 · Until 3 Jun 2004
Dave Wollacott Mortgage Services (no longer appointed)
FRN 192454 · Appointed 13 Oct 1999 · Until 20 Aug 2003
Richard Conway Services (no longer appointed)
FRN 192496 · Appointed 12 Oct 1999 · Until 3 Jun 2004
Lindsay Hopkins (no longer appointed)
FRN 194112 · Appointed 11 Oct 1999 · Until 19 Jan 2004
David James Accountants Ltd (no longer appointed)
FRN 201739 · Appointed 11 Oct 1999 · Until 3 Jun 2004
Persell & Co (no longer appointed)
FRN 194004 · Appointed 8 Oct 1999 · Until 3 Jun 2004
Complete Mortgages (no longer appointed)
FRN 193917 · Appointed 8 Oct 1999 · Until 3 Jun 2004
Sol Management Services Ltd (no longer appointed)
FRN 193955 · Appointed 8 Oct 1999 · Until 3 Jun 2004
Hallmark Financial Planning (Clive Hall) (no longer appointed)
FRN 192438 · Appointed 1 Oct 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.