ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ketan Yadav
IRN KXY01032
- (1996)CF22 Investment Adviser (Trainee) (18 Jan 2002 to 12 Mar 2002)
Kevan John Gray
IRN KJG00001
- (1292)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Ashley Phoenix
IRN KAP00001
- (1016)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Attwell
IRN KXA00030
- (1517)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Benjamin Snyder
IRN KBS00002
- (1901)CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)
Kevin Charles Dixon-Nutt
IRN KCD00001
- (1192)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Davies
IRN KXD00002
- (2063)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Graham Brooks
IRN KGB00007
- (72)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jan 2002)
Kevin Hugh Dermot Bradley
IRN KHB00001
- (1519)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Hyland
IRN KXH01153
- (921)CF22 Investment Adviser (Trainee) (12 Jun 2003 to 12 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Kenneth Horne (no longer appointed)
FRN 180428 · Appointed 27 Jun 1996 · Until 3 Jun 2004
The Self Assessment Co Limited (no longer appointed)
FRN 181615 · Appointed 19 Jun 1996 · Until 3 Jun 2004
Jim Kerr Financial Services (no longer appointed)
FRN 200948 · Appointed 17 Jun 1996 · Until 3 Jun 2004
Adam Harborow (no longer appointed)
FRN 179680 · Appointed 28 May 1996 · Until 3 Jun 2004
Lion Associates (Financial Planning) Ltd (no longer appointed)
FRN 179666 · Appointed 2 May 1996 · Until 20 Apr 2005
Stephen Rowe (no longer appointed)
FRN 192819 · Appointed 1 May 1996 · Until 3 Jun 2004
Cougar Management Services Ltd (no longer appointed)
FRN 200991 · Appointed 30 Apr 1996 · Until 3 Jun 2004
Wissenbach Plc (no longer appointed)
FRN 200994 · Appointed 24 Apr 1996 · Until 3 Jun 2004
James Sugrue (no longer appointed)
FRN 200921 · Appointed 9 Apr 1996 · Until 3 Jun 2004
The Ridgeway Will Company Ltd (no longer appointed)
FRN 180648 · Appointed 3 Apr 1996 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (2185)CF1 Director
2 days ago
controlled function added: (2184)CF3 Chief Executive
2 days ago
controlled function added: (2183)CF13 Finance
2 days ago
controlled function added: (2182)CF19 Significant Mgt (Financial Resources)
2 days ago
controlled function added: (2181)CF27 Investment Management
2 days ago
controlled function added: (2180)CF28 Systems and controls
2 days ago
controlled function added: (2179)CF29 Significant management
2 days ago
controlled function added: (2178)SMF7 Group Entity Senior Manager
2 days ago
controlled function added: (2177)CF29 Significant management
2 days ago
controlled function added: (2176)CF22 Investment Adviser (Trainee)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.