ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Laurence Alexander Cooke
IRN LAC00003
- (1655)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Laurence Maxim Nunn
IRN LMN00002
- (1013)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Laurence Roy Davies
IRN LRD00002
- (1083)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Laurence Stephen Balbes
IRN LSB00001
- (583)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Lawrence Conrad Hayton
IRN LCH00001
- (707)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Lea Blinoff
IRN LXB01116
- (27)14. Managing investments
- (31)[FCA CF] Functions requiring qualifications (since 1 Dec 2025)
- (30)[FCA CF] Manager of certification employee (since 1 Dec 2025)
- (29)[FCA CF] Material risk taker (since 1 Dec 2025)
- (28)[FCA CF] Client dealing (since 1 Dec 2025)
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Lee Christian Dowdall
IRN LCD00009
- (1999)CF21 Investment Adviser (16 Dec 2002 to 3 Jun 2003)
- (1998)CF22 Investment Adviser (Trainee) (22 Apr 2002 to 16 Dec 2002)
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Lee Francis Hunter
IRN LFH00005
- (1015)CF22 Investment Adviser (Trainee) (6 Sep 2002 to 17 Dec 2002)
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Lee Perkes
IRN LXP00002
- (1921)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (1920)CF22 Investment Adviser (Trainee) (4 Apr 2002 to 12 Sep 2002)
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Leigh Palmer
IRN LXP00005
- (488)CF22 Investment Adviser (Trainee) (18 Jun 2003 to 9 Oct 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Total Financial Services Company Ltd (no longer appointed)
FRN 193876 · Appointed 29 Sep 1999 · Until 3 Jun 2004
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AVW Mortgages (Alan Wiseman) (no longer appointed)
FRN 192337 · Appointed 27 Sep 1999 · Until 3 Jun 2004
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Michael Hocking Associates (no longer appointed)
FRN 193990 · Appointed 27 Sep 1999 · Until 3 Jun 2004
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Michael D Allen & Associates (no longer appointed)
FRN 192462 · Appointed 27 Sep 1999 · Until 3 Jun 2004
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Danhus Insurance Services (no longer appointed)
FRN 192453 · Appointed 27 Sep 1999 · Until 21 May 2002
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Braddock Thornton Wealth Management (no longer appointed)
FRN 192479 · Appointed 27 Sep 1999 · Until 3 Jun 2004
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Key Wealth Management Ltd (no longer appointed)
FRN 201724 · Appointed 15 Sep 1999 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (2185)CF1 Director
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controlled function added: (2184)CF3 Chief Executive
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controlled function added: (2183)CF13 Finance
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controlled function added: (2182)CF19 Significant Mgt (Financial Resources)
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controlled function added: (2181)CF27 Investment Management
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controlled function added: (2180)CF28 Systems and controls
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controlled function added: (2179)CF29 Significant management
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controlled function added: (2178)SMF7 Group Entity Senior Manager
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controlled function added: (2177)CF29 Significant management
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controlled function added: (2176)CF22 Investment Adviser (Trainee)