ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Philip Lancelotte
IRN PXL00009
- (242)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Philip Martin Drage
IRN PMD01079
- (1696)CF22 Investment Adviser (Trainee) (29 Apr 2002 to 9 Aug 2002)
Philip Michael Smith
IRN PMS00032
- (1411)CF21 Investment Adviser (1 Dec 2001 to 13 Sep 2002)
Philip Richard Hewson
IRN PRH00009
- (273)CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2003)
Philip Simcock
IRN PXS00183
- (1039)CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2002)
Philip Timothy Tiffin
IRN PTT00001
- (129)CF21 Investment Adviser (21 May 2002 to 3 Jun 2003)
Phillip Anthony Gooding
IRN PAG00003
- (928)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Phillip Charles Burton
IRN PCB00003
- (767)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Phillip James Crockford
IRN PJC00055
- (127)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Piers Dorian Manville-Hales
IRN PDM00036
- (1112)CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2003)

Smaller firms operating under this firm's FCA authorisation.

Kingsgate Financial Management (no longer appointed)
FRN 216603 · Appointed 16 Jul 2002 · Until 3 Jun 2004
Heritage Wills (no longer appointed)
FRN 216614 · Appointed 16 Jul 2002 · Until 3 Jun 2004
D & V Associates (no longer appointed)
FRN 214501 · Appointed 8 Jul 2002 · Until 3 Jun 2004
PFB Consulting (no longer appointed)
FRN 214500 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Pinkwell Property Search Ltd (no longer appointed)
FRN 214499 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 213191 · Appointed 20 Jun 2002 · Until 3 Jun 2004
D J Neilan Estate Agents (no longer appointed)
FRN 213157 · Appointed 20 Jun 2002 · Until 3 Jun 2004
Omni Executive Group Ltd (no longer appointed)
FRN 213158 · Appointed 20 Jun 2002 · Until 3 Jun 2004
IMS Wealth Management (no longer appointed)
FRN 211358 · Appointed 24 Apr 2002 · Until 3 Jun 2004
Paul McCaughey (no longer appointed)
FRN 211118 · Appointed 16 Apr 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.