ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael Edward Webb
IRN MEW00017
- (408)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Edward Whitehouse
IRN MEW00012
- (1161)CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)
Michael Ernest George Heelan
IRN MEH00026
- (1139)CF22 Investment Adviser (Trainee) (6 Jun 2003 to 6 Jun 2003)
Michael Francis Diamond
IRN MFD00001
- (1186)CF22 Investment Adviser (Trainee) (25 Mar 2003 to 3 Jun 2003)
Michael George Armstrong
IRN MGA00009
- (1169)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Graham Dixey
IRN MGD00020
- (579)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Graham King
IRN MGK00010
- (1318)CF22 Investment Adviser (Trainee) (3 Jun 2003 to 3 Jun 2003)
Michael Griffin
IRN MXG00119
- (802)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
Michael Hocking
IRN MXH00062
- (383)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Ian Karn
IRN MIK01029
- (1678)[FCA CF] Significant management (24 Jan 2024 to 8 Aug 2024)
- (1677)[FCA CF] Manager of certification employee (9 Dec 2019 to 11 Jun 2021)
- (1676)CF10a CASS Oversight function (12 Apr 2013 to 3 Jul 2017)
- (1675)CF29 Significant management (12 Apr 2013 to 29 May 2015)

Smaller firms operating under this firm's FCA authorisation.

The Jean Todd Partnership (no longer appointed)
FRN 195338 · Appointed 18 Dec 2000 · Until 3 Jun 2004
Lawrence Neil Wealth Management Ltd (no longer appointed)
FRN 194401 · Appointed 12 Dec 2000 · Until 3 Jun 2004
Jayson Newman (no longer appointed)
FRN 201838 · Appointed 1 Dec 2000 · Until 3 Jun 2004
Financial Heritage Ltd (no longer appointed)
FRN 201935 · Appointed 1 Dec 2000 · Until 3 Jun 2004
UK Assets Investment & Insurance Consultants Ltd (no longer appointed)
FRN 194157 · Appointed 1 Dec 2000 · Until 3 Jun 2004
Cadishead Services (no longer appointed)
FRN 135146 · Appointed 30 Nov 2000 · Until 3 Jun 2004
RBA Domestic & Commerical Insurance Services Ltd (no longer appointed)
FRN 195341 · Appointed 28 Nov 2000 · Until 3 Jun 2004
RBA Independent Mortgage Services Ltd (no longer appointed)
FRN 195342 · Appointed 28 Nov 2000 · Until 3 Jun 2004
Protekta Ltd (no longer appointed)
FRN 194385 · Appointed 24 Nov 2000 · Until 3 Jun 2004
Vetsfriend Ltd (no longer appointed)
FRN 194206 · Appointed 24 Nov 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.