ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Peter Richard Slawson
IRN PRS00005
- (367)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Robert Bacon
IRN PXB00145
- (838)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Robert Beck
IRN PRB00007
- (1710)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Robert Coulter
IRN PRC01075
- (1448)[FCA CF] Significant management (9 Dec 2019 to 2 Jan 2024)
Peter Scudder
IRN PXS00073
- (316)CF22 Investment Adviser (Trainee) (7 May 2003 to 3 Jun 2003)
Peter Tapson Grieves
IRN PTG00007
- (1790)CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
Peter Thomas Carron
IRN PTC00001
- (53)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
Peter Thompson Moore
IRN PXM00013
- (2128)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jun 2003)
Peter Ward
IRN PXW00014
- (111)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
Peter William Ewart
IRN PWE00003
- (1938)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Kingsgate Financial Management (no longer appointed)
FRN 216603 · Appointed 16 Jul 2002 · Until 3 Jun 2004
Heritage Wills (no longer appointed)
FRN 216614 · Appointed 16 Jul 2002 · Until 3 Jun 2004
D & V Associates (no longer appointed)
FRN 214501 · Appointed 8 Jul 2002 · Until 3 Jun 2004
PFB Consulting (no longer appointed)
FRN 214500 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Pinkwell Property Search Ltd (no longer appointed)
FRN 214499 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 213191 · Appointed 20 Jun 2002 · Until 3 Jun 2004
D J Neilan Estate Agents (no longer appointed)
FRN 213157 · Appointed 20 Jun 2002 · Until 3 Jun 2004
Omni Executive Group Ltd (no longer appointed)
FRN 213158 · Appointed 20 Jun 2002 · Until 3 Jun 2004
IMS Wealth Management (no longer appointed)
FRN 211358 · Appointed 24 Apr 2002 · Until 3 Jun 2004
Paul McCaughey (no longer appointed)
FRN 211118 · Appointed 16 Apr 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (2215)[FCA CF] Significant management
2 days ago
controlled function added: (2214)[FCA CF] Material risk taker
2 days ago
controlled function added: (2213)CF22 Investment Adviser (Trainee)
2 days ago
controlled function added: (2212)CF1 Director
2 days ago
controlled function added: (2211)CF16 Significant Mgt (Desgntd Investment Business)
2 days ago
controlled function added: (2210)CF29 Significant management
2 days ago
controlled function added: (2209)SMF24 Chief Operations
2 days ago
controlled function added: (2208)CF21 Investment Adviser
2 days ago
controlled function added: (2207)[FCA CF] Significant management
2 days ago
controlled function added: (2206)[FCA CF] Material risk taker

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.