ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jolyon Ernle Hankinson
IRN JEH00003
- (2002)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jon David Davenport Van Leer
IRN JDV00001
- (2033)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jon Newsome
IRN JXN00061
- (74)CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)
Jon Pearce
IRN JRP00015
- (1518)CF22 Investment Adviser (Trainee) (10 Oct 2002 to 3 Jun 2003)
Jonathan Andrew Boulter
IRN JAB00003
- (849)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jonathan Arthur Sayer
IRN JAS00001
- (508)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jonathan Campbell Elliott
IRN JCE00001
- (1740)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jonathan Charles Groocock
IRN JXG01200
- (1460)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- (1461)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Dec 2003)
Jonathan Charles Roland
IRN JCR00032
- (1282)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jonathan David Scotchbrook
IRN JDS00004
- (291)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Maroubra International Ltd (no longer appointed)
FRN 173057 · Appointed 14 Jul 1998 · Until 11 Apr 2003
The Suffolk Neighbourhood Watch Associates (no longer appointed)
FRN 192501 · Appointed 9 Jul 1998 · Until 3 Jun 2004
Leeward Consultants Ltd (no longer appointed)
FRN 147998 · Appointed 2 Jul 1998 · Until 3 Jun 2004
AAG Mortgage Brokerage Ltd (no longer appointed)
FRN 193688 · Appointed 26 Jun 1998 · Until 3 Jun 2004
Rob Lowell & Associates (no longer appointed)
FRN 192498 · Appointed 18 Jun 1998 · Until 3 Jun 2004
The Family Scholarship Trust Company (no longer appointed)
FRN 194013 · Appointed 17 Jun 1998 · Until 3 Jun 2004
Chapelquay Limited (no longer appointed)
FRN 193937 · Appointed 16 Jun 1998 · Until 3 Jun 2004
Derek Mills (no longer appointed)
FRN 201744 · Appointed 12 Jun 1998 · Until 3 Jun 2004
Graham Edwards Ltd (no longer appointed)
FRN 201777 · Appointed 11 Jun 1998 · Until 17 Dec 2004
John Green (no longer appointed)
FRN 192424 · Appointed 2 Jun 1998 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (2215)[FCA CF] Significant management
1 day ago
controlled function added: (2214)[FCA CF] Material risk taker
1 day ago
controlled function added: (2213)CF22 Investment Adviser (Trainee)
1 day ago
controlled function added: (2212)CF1 Director
1 day ago
controlled function added: (2211)CF16 Significant Mgt (Desgntd Investment Business)
1 day ago
controlled function added: (2210)CF29 Significant management
1 day ago
controlled function added: (2209)SMF24 Chief Operations
1 day ago
controlled function added: (2208)CF21 Investment Adviser
1 day ago
controlled function added: (2207)[FCA CF] Significant management
1 day ago
controlled function added: (2206)[FCA CF] Material risk taker

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.