ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Anthony Meredith
IRN JAM00025
- (1113)CF22 Investment Adviser (Trainee) (28 Feb 2003 to 3 Jun 2003)
John Anthony Newman
IRN JAN01032
- (844)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 30 Jun 2003)
John Barry Cliffe
IRN JXC00161
- (687)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Boyce
IRN JXB00180
- (1974)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Caddy
IRN JXC00009
- (1620)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Charles Thrower
IRN JCT00002
- (405)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (404)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
John Christopher Bradon
IRN JCB00054
- (1804)CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)
John Clark
IRN JXC00010
- (689)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Corbett Robertson
IRN JCR00019
- (1821)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Cramond Rigg
IRN JCR00013
- (835)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Helen Ewers Independent Brokers for Mortgages (no longer appointed)
FRN 201783 · Appointed 27 May 1999 · Until 11 Jul 2002
A.A.R.K. 1 Limited (no longer appointed)
FRN 192329 · Appointed 27 May 1999 · Until 3 Jun 2004
Michael Ratcliffe Associates (no longer appointed)
FRN 193991 · Appointed 25 May 1999 · Until 3 Jun 2004
Chancellor Financial Management (no longer appointed)
FRN 192427 · Appointed 19 May 1999 · Until 3 Jun 2004
Lloyds Residential Properties (no longer appointed)
FRN 193914 · Appointed 18 May 1999 · Until 3 Jun 2004
Terry Humphreys Mortgage Services (no longer appointed)
FRN 192489 · Appointed 13 May 1999 · Until 5 Feb 2003
The Home Agency Residential Sales (no longer appointed)
FRN 194015 · Appointed 13 May 1999 · Until 3 Jun 2004
Canary Associates (no longer appointed)
FRN 201727 · Appointed 10 May 1999 · Until 3 Jun 2004
LPS Associates (no longer appointed)
FRN 192441 · Appointed 8 May 1999 · Until 3 Jun 2004
The Locum Group Limited (no longer appointed)
FRN 192499 · Appointed 6 May 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (2215)[FCA CF] Significant management
10 hours ago
controlled function added: (2214)[FCA CF] Material risk taker
10 hours ago
controlled function added: (2213)CF22 Investment Adviser (Trainee)
10 hours ago
controlled function added: (2212)CF1 Director
10 hours ago
controlled function added: (2211)CF16 Significant Mgt (Desgntd Investment Business)
10 hours ago
controlled function added: (2210)CF29 Significant management
10 hours ago
controlled function added: (2209)SMF24 Chief Operations
10 hours ago
controlled function added: (2208)CF21 Investment Adviser
10 hours ago
controlled function added: (2207)[FCA CF] Significant management
10 hours ago
controlled function added: (2206)[FCA CF] Material risk taker

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.