Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Wilfred Henry Burns
IRN WHB00001
- (1419)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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William Andrew Browne
IRN WAB00001
- (1307)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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William Arthur Webb
IRN WAW00004
- (348)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- (347)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Feb 2003)
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William Craig McLearie
IRN WCM00006
- (2019)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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William Edward Hunter
IRN WEH00002
- (1565)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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William Harrison-Allan
IRN WXH00008
- (2035)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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William Hogg Paxton Redpath
IRN WHR00001
- (505)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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William James Stephenson
IRN WJS00005
- (609)CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2002)
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William John Bradburn
IRN WJB01026
- (1145)CF22 Investment Adviser (Trainee) (13 Mar 2003 to 3 Jun 2003)
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William Paul Kind
IRN WPK00001
- (63)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Mortimer & Co International Consultants (no longer appointed)
FRN 196801 · Appointed 17 Sep 2001 · Until 3 Jun 2004
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Sarah Hughes Wealth Management Ltd (no longer appointed)
FRN 207089 · Appointed 10 Sep 2001 · Until 3 Jun 2004
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SFS School Solutions Ltd (no longer appointed)
FRN 196642 · Appointed 10 Sep 2001 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (4)[FCA CF] Client dealing
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controlled function added: (3)14. Managing investments
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controlled function added: (2)[FCA CF] Significant management
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controlled function added: (1)[FCA CF] Material risk taker
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controlled function added: (2221)CF24 Pension Transfer Specialist
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controlled function added: (2220)CF21 Investment Adviser
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controlled function added: (2219)[FCA CF] Significant management
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controlled function added: (2218)CF21 Investment Adviser
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controlled function added: (2217)CF22 Investment Adviser (Trainee)
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controlled function added: (2216)[FCA CF] Significant management