Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pi Financial Ltd
FRN 186419
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- [FCA CF] Client dealing (since 19 Apr 2024)
- [FCA CF] Functions requiring qualifications (since 19 Apr 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2024)
- CF30 Customer (24 Jan 2012 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 11 Aug 2011)
- CF7 Sole Trader (AR) (30 Nov 2005 to 31 Jan 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- Employed By (4 Jan 2005 to 11 Aug 2011)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.