ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Sheila Marie Creely
IRN SMC00033
- (622)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Shelagh Mary Smith
IRN SMS00005
- (515)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Sheryl Tracey Bryce
IRN STB01049
- (29)CF22 Investment Adviser (Trainee) (28 Mar 2003 to 3 Jun 2003)
Shirley Joyce Hughes
IRN SJH00084
- (1097)CF22 Investment Adviser (Trainee) (2 Jun 2003 to 3 Jun 2003)
Shonagh Ann Finnan
IRN SAF00002
- (1000)CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2003)
Sidney Lane
IRN SXL00005
- (1185)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Sidney Yankson
IRN LXY00002
- (1202)CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2002)
Simon Alan Smith
IRN SAS00004
- (1198)CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
Simon Alexander Fleet
IRN SAF00004
- (216)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon Andrew Durling
IRN SAD01035
- (1662)CF21 Investment Adviser (22 Oct 2002 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Protect Tax and Trust Services Ltd (no longer appointed)
FRN 211110 · Appointed 16 Apr 2002 · Until 3 Jun 2004
Premium Accounting & Training Services (no longer appointed)
FRN 201272 · Appointed 16 Apr 2002 · Until 3 Jun 2004
The Strategic Alliance Group Ltd (no longer appointed)
FRN 211106 · Appointed 16 Apr 2002 · Until 3 Jun 2004
Exit Strategy Planning Ltd (no longer appointed)
FRN 211116 · Appointed 16 Apr 2002 · Until 3 Jun 2004
Paul McCaughey (no longer appointed)
FRN 211118 · Appointed 16 Apr 2002 · Until 3 Jun 2004
Omega Management Ltd (no longer appointed)
FRN 207134 · Appointed 1 Nov 2001 · Until 3 Jun 2004
Motley Wealth Management Limited (no longer appointed)
FRN 207119 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 207123 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Raymond H Matthews (no longer appointed)
FRN 207125 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Ellis Financial Management (no longer appointed)
FRN 207127 · Appointed 30 Oct 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (14)[FCA CF] Client dealing
4 days ago
controlled function added: (13)14. Managing investments
4 days ago
controlled function added: (12)[FCA CF] Functions requiring qualifications
4 days ago
controlled function added: (11)[FCA CF] Client dealing
4 days ago
controlled function added: (10)14. Managing investments
4 days ago
controlled function added: (9)[FCA CF] Significant management
4 days ago
controlled function added: (8)[FCA CF] Material risk taker
4 days ago
controlled function added: (7)[FCA CF] Significant management
4 days ago
controlled function added: (6)[FCA CF] Manager of certification employee
4 days ago
controlled function added: (5)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.