ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Derek George Slater
IRN DGS00003
- (882)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Derek Keith Haines
IRN DKH00001
- (878)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Derek Mills
IRN DXM00006
- (2046)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Derek Nigel Donald Netherton
IRN DXN01105
- (2162)CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2011)
Derek Robert Edwards
IRN DXE00034
- (755)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Derek Ronald Norman Weekes
IRN DXW00126
- (33)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jun 2003)
Derek Roy Richards
IRN DRR00002
- (1353)CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
- (1352)CF22 Investment Adviser (Trainee) (9 Sep 2002 to 19 Mar 2003)
Dermont Anthony Whatnal Clark
IRN DAC00024
- (720)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Derrick Roy Cawdrey
IRN DRC00012
- (282)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Deryk Nigel William Bull
IRN DNB00012
- (836)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Peterman and Company (no longer appointed)
FRN 174921 · Appointed 31 Dec 1963 · Until 3 Jun 2004
Association of Cost and Executive Accountants (no longer appointed)
FRN 175432 · Appointed 1 Jan 1958 · Until 3 Jun 2004
Jim Raw-Rees and Co (no longer appointed)
FRN 181841 · Appointed 1 Jan 1948 · Until 25 Jul 2003
James & Lister Lea (no longer appointed)
FRN 201069 · Appointed 1 Jan 1946 · Until 3 Jun 2004
Fire Officers Association (no longer appointed)
FRN 175326 · Appointed 1 Jan 1942 · Until 3 Jun 2004
Woolley & Wallis (no longer appointed)
FRN 201204 · Appointed 1 Jan 1884 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (14)[FCA CF] Client dealing
10 hours ago
controlled function added: (13)14. Managing investments
10 hours ago
controlled function added: (12)[FCA CF] Functions requiring qualifications
10 hours ago
controlled function added: (11)[FCA CF] Client dealing
10 hours ago
controlled function added: (10)14. Managing investments
10 hours ago
controlled function added: (9)[FCA CF] Significant management
10 hours ago
controlled function added: (8)[FCA CF] Material risk taker
10 hours ago
controlled function added: (7)[FCA CF] Significant management
10 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (5)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.