Derek Roy Richards

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Derek Richards

    FRN 957355

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Sole trader dealing with clients for which they require qualification (since 3 May 2022)
  • MORTGAGE INTELLIGENCE LIMITED (no longer approved here)

    FRN 305330

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 May 2022)
    • CF4 Partner (AR) (30 Oct 2017 to 16 Sep 2019)
  • Derek Richards (no longer approved here)

    FRN 431339

    • Employed By (30 Oct 2017 to 16 Sep 2019)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (9 Sep 2002 to 19 Mar 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (9 Sep 2002 to 19 Mar 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (19 Mar 2003 to 7 Dec 2003)
    • CF22 Investment Adviser (Trainee) (9 Sep 2002 to 19 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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