ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Stephen Martin Lennon
IRN SXL00078
- (453)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stephen McCormack
IRN SXM00293
- (734)CF22 Investment Adviser (Trainee) (19 Mar 2003 to 3 Jun 2003)
Stephen Michael Adsett
IRN SMA00001
- (1833)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stephen Michael Pearce
IRN SMP00003
- (109)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stephen Mitchell
IRN SXM00185
- (1250)CF21 Investment Adviser (13 May 2002 to 3 Jun 2003)
- (1249)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
Stephen Nicholas Giles
IRN SNG00001
- (1757)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stephen Paul Chambers
IRN SPC00005
- (853)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stephen Paul Hepworth
IRN SXH00129
- (675)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Dec 2001)
Stephen Paul Lewis
IRN SXL00091
- (584)CF21 Investment Adviser (22 Nov 2002 to 3 Jun 2003)
Stephen Paul Williams
IRN SPW01084
- (1050)CF1 Director (1 Dec 2001 to 2 Jun 2008)

Smaller firms operating under this firm's FCA authorisation.

HR Estate Planning Services (no longer appointed)
FRN 219286 · Appointed 26 Sep 2002 · Until 3 Jun 2004
David Muir Mortgages (no longer appointed)
FRN 218675 · Appointed 10 Sep 2002 · Until 3 Jun 2004
Comber Independent Mortgage Centre Ltd (no longer appointed)
FRN 218674 · Appointed 10 Sep 2002 · Until 3 Jun 2004
Keatley & Long Associates Ltd (no longer appointed)
FRN 218676 · Appointed 10 Sep 2002 · Until 3 Jun 2004
Corry & Stewart Estates Agents (no longer appointed)
FRN 218398 · Appointed 31 Aug 2002 · Until 3 Jun 2004
The Mortgage Advice Centre (no longer appointed)
FRN 218399 · Appointed 31 Aug 2002 · Until 3 Jun 2004
David Howitt (no longer appointed)
FRN 218401 · Appointed 30 Aug 2002 · Until 3 Jun 2004
Mortgage Index (no longer appointed)
FRN 218400 · Appointed 30 Aug 2002 · Until 3 Jun 2004
Ray Lester Associates (no longer appointed)
FRN 216711 · Appointed 19 Jul 2002 · Until 3 Jun 2004
IMP Financial Services (no longer appointed)
FRN 216696 · Appointed 18 Jul 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (14)[FCA CF] Client dealing
4 days ago
controlled function added: (13)14. Managing investments
4 days ago
controlled function added: (12)[FCA CF] Functions requiring qualifications
4 days ago
controlled function added: (11)[FCA CF] Client dealing
4 days ago
controlled function added: (10)14. Managing investments
4 days ago
controlled function added: (9)[FCA CF] Significant management
4 days ago
controlled function added: (8)[FCA CF] Material risk taker
4 days ago
controlled function added: (7)[FCA CF] Significant management
4 days ago
controlled function added: (6)[FCA CF] Manager of certification employee
4 days ago
controlled function added: (5)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.