Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michael Roy Dudden
IRN MRD00026
- (461)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Michael Skierka
IRN MXS00184
- (598)CF21 Investment Adviser (17 Feb 2003 to 3 Jun 2003)
- (597)CF22 Investment Adviser (Trainee) (14 Feb 2002 to 17 Feb 2003)
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Michael Smith
IRN MXS00035
- (1767)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Michael Stanley Duley
IRN MSD00001
- (1093)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Michael Stephen Lester
IRN MXL00005
- (2052)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Michael Stuart Thompson
IRN MST01034
- (981)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (980)CF22 Investment Adviser (Trainee) (19 Feb 2002 to 12 Sep 2002)
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Michael Sumner Wilson
IRN MSW01084
- (510)CF3 Chief Executive (1 Dec 2001 to 1 Sep 2004)
- (509)CF8 Apportionment and Oversight (1 Dec 2001 to 1 Sep 2004)
- (511)CF1 Director (1 Dec 2001 to 23 May 2011)
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Michael Vincent Eckley
IRN MVE00002
- (2208)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Michael William Shaw
IRN MWS00001
- (447)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Michele Kuldipak Varma
IRN MKV00001
- (487)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Nov 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (14)[FCA CF] Client dealing
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controlled function added: (13)14. Managing investments
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controlled function added: (12)[FCA CF] Functions requiring qualifications
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controlled function added: (11)[FCA CF] Client dealing
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controlled function added: (10)14. Managing investments
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controlled function added: (9)[FCA CF] Significant management
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controlled function added: (8)[FCA CF] Material risk taker
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controlled function added: (7)[FCA CF] Significant management
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controlled function added: (6)[FCA CF] Manager of certification employee
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controlled function added: (5)[FCA CF] Functions requiring qualifications