Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF1 Director (1 Dec 2001 to 23 May 2011)
    • CF3 Chief Executive (1 Dec 2001 to 1 Sep 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Sep 2004)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF1 Director (1 Dec 2001 to 23 May 2011)
    • CF3 Chief Executive (1 Dec 2001 to 1 Sep 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Sep 2004)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (1 Dec 2001 to 23 May 2011)
    • CF3 Chief Executive (1 Dec 2001 to 1 Sep 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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