ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James Andrew Mallows
IRN JXM01275
- (57)[FCA CF] Manager of certification employee (since 2 Jan 2024)
James Blackburn Hillis
IRN JXH00145
- (1935)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Christian Hulme
IRN JCH00044
- (2037)CF22 Investment Adviser (Trainee) (26 Jun 2003 to 1 Jul 2003)
James Christie Lynch
IRN JCL00017
- (1108)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Christopher Maher
IRN JCM00020
- (268)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jan 2002)
James Edward Guttridge
IRN JEG00012
- (608)CF21 Investment Adviser (1 Dec 2001 to 3 Dec 2001)
James Garry Wilson
IRN JGW00024
- (97)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James George Mackie
IRN JGM00009
- (596)CF21 Investment Adviser (4 Mar 2003 to 3 Jun 2003)
- (595)CF22 Investment Adviser (Trainee) (10 Oct 2002 to 4 Mar 2003)
James George May
IRN JXM43303
- (1491)[FCA CF] Significant management (21 Nov 2023 to 11 Feb 2026)
- (1490)[FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
James Hamilton Laird Burt
IRN JHB00001
- (333)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

The Serious Toy Societe' (no longer appointed)
FRN 193968 · Appointed 2 Jun 1998 · Until 3 Jun 2004
KCL Wealth Management (no longer appointed)
FRN 192431 · Appointed 1 Jun 1998 · Until 3 Jun 2004
Helphire Group Plc (no longer appointed)
FRN 201937 · Appointed 29 May 1998 · Until 3 Jun 2004
Mark Bevan Mortgage (no longer appointed)
FRN 192458 · Appointed 28 May 1998 · Until 3 Jun 2004
Ash Associates (no longer appointed)
FRN 193694 · Appointed 27 May 1998 · Until 3 Jun 2004
Parker Walters (no longer appointed)
FRN 201786 · Appointed 20 May 1998 · Until 3 Jun 2004
Complete Office Support (Manchester) Ltd (no longer appointed)
FRN 193912 · Appointed 15 May 1998 · Until 3 Jun 2004
John Stacey & Sons Ltd (no longer appointed)
FRN 192425 · Appointed 29 Apr 1998 · Until 3 Jun 2004
Employee Benefits Programme (no longer appointed)
FRN 201755 · Appointed 23 Apr 1998 · Until 3 Jun 2004
RH Bennett & Co Will Services (no longer appointed)
FRN 201939 · Appointed 21 Apr 1998 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (14)[FCA CF] Client dealing
10 hours ago
controlled function added: (13)14. Managing investments
10 hours ago
controlled function added: (12)[FCA CF] Functions requiring qualifications
10 hours ago
controlled function added: (11)[FCA CF] Client dealing
10 hours ago
controlled function added: (10)14. Managing investments
10 hours ago
controlled function added: (9)[FCA CF] Significant management
10 hours ago
controlled function added: (8)[FCA CF] Material risk taker
10 hours ago
controlled function added: (7)[FCA CF] Significant management
10 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (5)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.