ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jonathan James Holdaway
IRN JJH00029
- (1685)CF22 Investment Adviser (Trainee) (4 Mar 2002 to 8 Aug 2002)
Jonathan Marc Davidson Smith
IRN JMS00052
- (1837)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jonathan Mark Berg
IRN JMB00074
- (581)CF22 Investment Adviser (Trainee) (11 Jul 2002 to 3 Jun 2003)
Jonathan Neil McMahon
IRN JNM01081
- (1213)CF29 Significant management (11 Apr 2016 to 24 Sep 2019)
Jonathan Paul Hill
IRN JXH00438
- (44)[FCA CF] Material risk taker (since 1 Sep 2025)
Jonathan Philip Rosen
IRN JPR00006
- (1058)CF22 Investment Adviser (Trainee) (23 Apr 2003 to 3 Jun 2003)
Jonathan Ralph Nightingale
IRN JRN01022
- (283)CF22 Investment Adviser (Trainee) (24 Jun 2003 to 1 Jul 2003)
Jonathan Richard Arundel
IRN JRA01035
- (1268)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jonathan Vaughan-Williams
IRN JXV43308
- (1469)[FCA CF] Material risk taker (14 May 2024 to 23 Jan 2025)
- (1470)[FCA CF] Significant management (9 Dec 2019 to 27 Jul 2022)
Jonathan William Hall
IRN JWH00017
- (1945)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

The Clarke Financial Partnership (no longer appointed)
FRN 194012 · Appointed 2 Dec 1999 · Until 3 Jun 2004
Watercress Associates Ltd (no longer appointed)
FRN 193967 · Appointed 1 Dec 1999 · Until 8 Jul 2003
Tower York Financial Services (Alan Brown) (no longer appointed)
FRN 192334 · Appointed 1 Dec 1999 · Until 3 Jun 2004
JRF Mortgages (no longer appointed)
FRN 201559 · Appointed 1 Dec 1999 · Until 30 Oct 2003
Alan Reed Management (no longer appointed)
FRN 192336 · Appointed 25 Nov 1999 · Until 3 Jun 2004
Teachers Pensions Services (Chris Scott) (no longer appointed)
FRN 192433 · Appointed 23 Nov 1999 · Until 3 Jun 2004
Nevill Associates (no longer appointed)
FRN 192468 · Appointed 23 Nov 1999 · Until 3 Jun 2004
Michael Symonds (no longer appointed)
FRN 188950 · Appointed 23 Nov 1999 · Until 3 Jun 2004
Clifford David Associates (no longer appointed)
FRN 192436 · Appointed 23 Nov 1999 · Until 3 Jun 2004
Hampstons Estates Limited (no longer appointed)
FRN 201782 · Appointed 15 Nov 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (14)[FCA CF] Client dealing
10 hours ago
controlled function added: (13)14. Managing investments
10 hours ago
controlled function added: (12)[FCA CF] Functions requiring qualifications
10 hours ago
controlled function added: (11)[FCA CF] Client dealing
10 hours ago
controlled function added: (10)14. Managing investments
10 hours ago
controlled function added: (9)[FCA CF] Significant management
10 hours ago
controlled function added: (8)[FCA CF] Material risk taker
10 hours ago
controlled function added: (7)[FCA CF] Significant management
10 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (5)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.