ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Leigh Peter St John Smith
IRN LPS00001
- (512)CF21 Investment Adviser (1 Dec 2001 to 17 Jun 2003)
Lene Ewart
IRN LXE00001
- (451)CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2002)
Leonard Henry Gearing
IRN LHG00004
- (585)CF21 Investment Adviser (9 Jul 2002 to 3 Jun 2003)
Leonard Ralph Berkengoff
IRN LRB00001
- (69)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Leonarda Reut-Sadowska
IRN LXR00010
- (854)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Leroy Devonald
IRN LXD00011
- (1855)CF22 Investment Adviser (Trainee) (22 May 2003 to 3 Jun 2003)
Lesley Frances Belcher
IRN LFB00001
- (1739)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Leslie Henry Boniface
IRN LHB00001
- (1182)CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2002)
Leslie John Dennis
IRN LJD00003
- (1615)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Leslie Neil Gubbins
IRN LNG00004
- (1331)CF22 Investment Adviser (Trainee) (24 Mar 2003 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Protekta Ltd (no longer appointed)
FRN 194385 · Appointed 24 Nov 2000 · Until 3 Jun 2004
RA Foster (no longer appointed)
FRN 194205 · Appointed 22 Nov 2000 · Until 3 Jun 2004
Colin Ellis Estate Agents (no longer appointed)
FRN 201832 · Appointed 18 Nov 2000 · Until 3 Jun 2004
Campus House Consulting (no longer appointed)
FRN 194166 · Appointed 15 Nov 2000 · Until 3 Jun 2004
Premier Financial Management (no longer appointed)
FRN 194303 · Appointed 3 Nov 2000 · Until 3 Jun 2004
Michael Ranaido Financial Services (no longer appointed)
FRN 194204 · Appointed 3 Nov 2000 · Until 3 Jun 2004
Manor Hall Mortgages (no longer appointed)
FRN 201934 · Appointed 1 Nov 2000 · Until 3 Jun 2004
S.J.Fagan-Accountant (no longer appointed)
FRN 194168 · Appointed 31 Oct 2000 · Until 3 Jun 2004
James O'Brien (no longer appointed)
FRN 194167 · Appointed 30 Oct 2000 · Until 3 Jun 2004
Doe & Brierley Investment & Financial Services Ltd (no longer appointed)
FRN 194169 · Appointed 20 Oct 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

9 hours ago
controlled function added: (14)[FCA CF] Client dealing
9 hours ago
controlled function added: (13)14. Managing investments
9 hours ago
controlled function added: (12)[FCA CF] Functions requiring qualifications
9 hours ago
controlled function added: (11)[FCA CF] Client dealing
9 hours ago
controlled function added: (10)14. Managing investments
9 hours ago
controlled function added: (9)[FCA CF] Significant management
9 hours ago
controlled function added: (8)[FCA CF] Material risk taker
9 hours ago
controlled function added: (7)[FCA CF] Significant management
9 hours ago
controlled function added: (6)[FCA CF] Manager of certification employee
9 hours ago
controlled function added: (5)[FCA CF] Functions requiring qualifications

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.