Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (since 2 Oct 2003)
- CF21 Investment Adviser (2 Oct 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 May 2003 to 2 Oct 2003)
-
Liberty Wealth Management Ltd
FRN 402102
- (3)Employed By (since 16 May 2005)
- (5)Employed By (29 Sep 2004 to 20 Apr 2005)
-
- CF22 Investment Adviser (Trainee) (22 May 2003 to 3 Jun 2003)
-
- CF22 Investment Adviser (Trainee) (22 May 2003 to 3 Jun 2003)
-
- (4)Employed By (1 Oct 1998 to 31 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.